All Events

E.g., 20-01-2021
E.g., 20-01-2021
21-01-2021-
31-12-2021
Location: 

London Stock Exchange

10 Paternoster Square

London 

EC4M 7LS

Training

Certified training course to provide operations and compliance staff with a thorough grounding in the Market Abuse Fundamentals regime (MAR).

27-01-2021-
31-12-2021
Location: 

London Stock Exchange

10 Paternoster Square

London 

EC4M 7LS

Training

Certified training course to provide operations and compliance staff with a thorough grounding in the MiFIR reporting requirements.

29-01-2021-
31-12-2021
Location: 

London Stock Exchange

10 Paternoster Square

London 

EC4M 7LS

Training

Certified training course to provide operations and compliance staff with a thorough grounding in the SFTR Transaction Reporting regulation.

29-01-2021-
31-12-2021
Online, GB
Training

Online CPD and CISI Certified regulatory training courses to provide operations and compliance staff with a thorough grounding in the MiFIR, EMIR, SFTR and Market Abuse Regulations.

Learn at your own pace from anywhere in the world.

04-02-2021-
01-12-2021
Location: 

London Stock Exchange

10 Paternoster Square

London 

EC4M 7LS

Training

Certified training course to provide operations and compliance staff with a thorough grounding in the EMIR reporting requirements

23-02-2021-
24-02-2021
Location: 

Virtual classroom

Training

Covering Director rights and duties, the role of NEDS, NEDs and boards, the chairman and board committees, updates on corporate governance, business strategy and risk management and evolving good practices in board performance.

26-02-2021-
30-03-2021
Location: 

Virtual classroom

Training

An interactive online series of workshops to facilitate and educate company representatives considering a listing on public markets

02-03-2021-
03-03-2021
Location: 

Virtual classroom

Training

Participants of this virtual course will gain an understanding of the fundamentals of operational risk in financial services, as well as focus on the core components of the Operational Risk Framework – Losses and Near Misses, Risk and Control Self-Assessments and Key Risk Indicators.

03-03-2021-
31-12-2021
Location: 

London Stock Exchange

10 Paternoster Square

London 

EC4M 7LS

Training

Certified training course to provide operations and compliance staff with a thorough advanced grounding in the MiFIR reporting requirements.

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