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- MiFID Transaction Reporting Foundation Course
MiFID Transaction Reporting Foundation Course
London Stock Exchange
10 Paternoster Square
This half day entry-level course provides a foundation for compliance and operations professionals who transaction report. It’s a fully...
This half day entry-level course provides a foundation for compliance and operations professionals who transaction report. It’s a fully interactive course including an examination where a pass mark will result in a course certification to confirm sufficient proficiency.
For more information and to book your place on the course please click here, you can also book your place by filling in the form below.
The foundation course, which costs £500, provides training on all the essential elements in meeting the FCA’s transaction reporting requirements including:
- Background to the transaction reporting requirements
- Transaction reporting basics
- Data standards for the all the reporting fields
- Systems and controls over transaction reporting
The course is followed up by an exam to assess the students knowledge. All passing students will receive a certification and will become eligible to attend the Transaction Reporting Advanced course.
NB: You will be scheduled to sit the exam in the same month that you take the course. All attendees must ensure they available for both the course and the relevant exam per the dates listed below. Any attendee not available for the exam must pay an additional £100 re-sit fee.
7th, 14th May
2nd, 9th July
3rd, 10th September
6th, 13th November
In order to complete the course you will need to attend the exam which will be held on the dates below from 9-10am.
Can’t make the course date? Please register your interest here and we will notify you of new dates as soon as they are published.
Before booking, please ensure you have read our cancellation policy