EMIR Reporting Foundation Course

This half day entry-level course provides a foundation for compliance and operations professionals who are involved with EMIR transaction reporting. It’s a fully interactive course including an examination where a pass mark will confirm sufficient proficiency.  This course is CPD Certified and accredited by the Chartered Institute for Securities and Investment (CISI).  All our courses are delivered by experts in the regulatory field.

LSEG has developed an EMIR reporting foundation course to provide operations and compliance staff with a thorough grounding in the EMIR reporting requirements.   This course includes the New RTS (Level 3) Requirements.  All our courses are delivered by experts in the regulatory field.

The foundation course provides training on the core elements in the EMIR reporting requirements including:

• Background to the transaction reporting requirements
  • G20 Commitment          
  • Key documentation
    
• What entities need to report           
  
  • Definitions of a financial and non-financial counterparty           
  • Geographic considerations           
    
  • Buy-side considerations
    

• Definition of a derivative         
  • Focus on FX derivatives     
• How and when reports need to be made        

• Trading Scenarios
  • Exchange trade derivatives – who reports against who        
  • ETD give-ups 
  • OTC cleared v OTC bi-lateral
  • Terminations and partial terminations
• Position Reporting 
• Collateral & Valuation Reporting
• Data standards – basics    
  • Generic Descriptions of all non-asset class specific fields covered in the ESMA Reporting Technical Standards
  • Legal Entity Identifiers
  • Unique Trade Identifiers: format and generation
  • Product Identifiers: ISIN, Aii and interim
  • Data Validation (Level 1 and Level 2 Validations)

• Reconciliation
  • pre- reporting       
  • Inter-TR reconciliation

• 12 January 2023 (9.00am – 1.00pm)
• 16 March 2023 (9.00am – 1.00pm)
• 20 April 2023 (9.00am – 1.00pm)
  
• 8 June 2023 (9.00am – 1.00pm)
• 20 July 2023 (9.00am – 1.00pm)
• 6 September 2023 (9.00am – 1.00pm)
• 1 December 2023 (9.00am – 1.00pm)
• 6 February 2024 (1.00pm – 5.00pm)
• 19 April 2024 (9.00am – 1.00pm)
• Additional dates can be scheduled – please send us an email with your requirements.

Please note – the instructor-led course is delivered remotely using MS Teams so no physical attendance is required. The web sessions are interactive and there is plenty of opportunity to ask questions. A full PDF pack of notes will be issued to all delegates after the course.

Before booking, please ensure you have read our cancellation policy.

If you have any questions please contact us on the following email address: RegReportingTraining@lseg.com

Todd D’Ambra joined Kroll after transaction reporting roles at a number of major investment banks, primarily focusing on EMIR reporting but crossing into several other jurisdictions. Todd has wide experience of taking regulatory requirements and turning them into functional processes. Todd delivers the EMIR training module.

Regulatory Reporting client rate: £600 (+VAT) and non-client rate: £800 (+VAT)

NB:  Regulatory Reporting clients will be invoiced the fee.  Non-Regulatory Reporting clients can pay by credit card.

There is also a self-paced eLearning version of the training available.

• “This is a tool that is fairly intuitive and you can feel that it has been tailored to the needs of your peers.
• Rather than finding a golden method to deliver information, it provides several types of info presentation and delivery, which you can customise as you go along.
• You can feel that the people behind it have considered information fatigue and are constantly doing their best to keep it diverse.
• The courses even carry a subtle note of ‘I know this info might not make much sense now, don’t worry, it will come up again in due context and you`ll map it properly then’.

Whether you are preparing for your existing role, training for future ones, starting in fintech or whether you`re already awesome at these, the Regulatory Reporting e-Learning Academy will give you that elusive ‘good student’ feeling.”

Valentin Ditulescu  -  Regulatory Reporting Customer Support Analyst