Regulatory Reporting Training Services
We have an extensive training programme for clients and non-clients, including Regulatory Reporting platform training, certified regulatory foundation courses and e-learning courses.
Certified Regulatory Foundation Courses
We are a CPD (CISI) certified provider of the MiFIR Transaction Reporting Training Course and EMIR Trade Reporting Training Course.
Our MIFIR and EMIR Foundation Courses are available to both clients and non-clients.
Explore our extensive programme of CPD-accredited trade reporting training courses.
Our regulatory foundation courses are available on our e-Learning platform. Our online training courses allow you to learn at your own pace on a device of your choice. Giving you access to our certified courses, no matter where you are or what your schedule is.
All new clients going through the onboarding process are given one-on-one training via Teams, demonstrating all key functionality. We can also answer any questions raised during this session. Finally, once a client has “gone live” we will arrange a follow up call to ensure that there are no outstanding issues.
For existing customers, we are currently reviewing our service offering, however, in the interim we can also provide ad hoc training in certain scenarios. If this is of interest, then either speak with your account manager or raise a ticket with the Client Services team.
Ongoing Training Support
We aim to provide training support all year round to ensure your business is running as efficiently as possible. If you have any questions or would like to learn more, contact us via the form below.
Regulatory Reporting Training Courses
e-Learning Regulatory Foundation Courses
The online Foundation courses (CPD certified and endorsed by CISI) provide operations and compliance staff with a thorough grounding in regulatory reporting requirements. As well as detailing regulatory reporting data standards, the course explains the transaction reporting systems and controls that ESMA expects firms to have in place.
We offer the following individual courses:
MiFIR Transaction Reporting
EMIR Trade Reporting
Each course is accompanied by a short online assessment to provide evidence that candidates have completed the course. Candidates can then download a certificate to confirm their participation and successful completion.
EMIR Refit Course
The EMIR Refit course is designed to familiarise compliance and operations staff working in EMIR reporting with the key changes which are coming as part of the Refit amendments to the existing rules. As such, the course assumes a good working knowledge of the main concepts of EMIR as the focus is on the changes not current practice (completing the EMIR Foundation course would be ideal).
MiFIR Reporting Foundation Course
The MiFIR Transaction Reporting Foundation course will provide operations and compliance staff with an introduction to the new MiFIR Transaction reporting regulation and a thorough grounding in the basic reporting obligations. This course is CPD Certified and accredited by the Chartered Institute for Securities and Investment (CISI).
It’s a half-day, fully interactive entry level course with an examination where a pass mark will confirm sufficient proficiency. All our courses are delivered by experts in the regulatory field.
MiFIR Reporting Advanced Course
The MiFIR Transaction Reporting Advanced course expands on knowledge learnt in the Foundation course and delves into more complicated concepts associated with transaction reporting. This course is CPD Certified and accredited by the Chartered Institute for Securities and Investment (CISI).
It’s a half-day, advanced-level course that provides a greater insight into the complexities of transaction reporting, and is suitable for compliance and operations professionals who are involved with MiFIR transaction reporting on a day-to-day basis. It’s a fully interactive, exam-based course, where a pass mark will confirm sufficient proficiency. All our courses are delivered by experts in the regulatory field.
EMIR Reporting Foundation Course
Our EMIR reporting foundation course provides operations and compliance staff with a thorough grounding in the EMIR reporting requirements. This course includes the New RTS (Level 3) Requirements. It’s a fully interactive, exam-based course, where a pass mark will confirm sufficient proficiency. This course is CPD Certified and accredited by the Chartered Institute for Securities and Investment (CISI).
Market Abuse Fundamentals Course
The Market Abuse Fundamentals Course provides training on all elements essential in meeting the requirements of the UK market abuse regime, both from a civil and criminal perspective. There are various course dates available. All our courses are created and delivered by experts in the regulatory field.
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Global Customer Support
Regulatory Reporting offer a follow the sun support model to our clients. In addition to the proactive monitoring of our Regulatory Reporting platform, we also provide 24x7 hardware and infrastructure monitoring as standard.
Call our customer support line: +44 (0)20 7797 1122