FCA fines UK Investment Firm £178,000 for fraudulent trading and money laundering 12th May 2021 FCA fines a UK Investment Firm £178,000 for inadequate systems and controls to identify and mitigate the risk of being used to facilitate... Read more
Varrlyn becomes 15th member of UnaVista’s Consulting Partner Programme 4th May 2021 Amsterdam-based Varrlyn joins UnaVista’s Consulting Partner Programme UnaVista’s Partner Programme helps clients with their EMIR, MiFIR and... Read more
ESMA MiFIR review report on the obligations to report transactions and reference data 1st April 2021 Article 26(10) of MiFIR requires the European Commission (EC) to present a report to the European Parliament and the Council to assess the... Read more
BearingPoint RegTech partners with UnaVista to simplify reporting for European firms 5th February 2021 Through this new partnership, the company offers clients access to best-in-class ARM services and Trade Repositories BearingPoint RegTech... Read more
FCA Fines Hedge Fund Over Short Selling 15th October 2020 The FCA has fined a firm for the first time for a breach of the Short Selling Regulation (SSR) The firm failed to notify the FCA and... Read more
Case Study: How UnaVista Onboarded 440 Clients in Less Than 6 Months 21st May 2020 The FSA said: “The FSA chose the London Stock Exchange because it is an organisation that has been handling transaction reporting for many... Read more
UnaVista approved by ESMA to be a trade repository under SFTR 6th May 2020 ESMA confirms that UnaVista TRADEcho B.V. has met the requirements for registration as a trade repository for SFTR The Securities Financing... Read more
ABN AMRO Bank selects UnaVista as its regulatory reporting platform for SFTR and MiFID II 19th November 2019 ABN AMRO Bank selects UnaVista as a strategic solution to meet their global regulatory reporting requirements ABN AMRO Bank will use... Read more
