Trade Surveillance for MiFID

Access unique insights into trading behaviour, including a suite of market abuse and financial crime alerts, with Trade Surveillance for MiFID.

Request details
  1. Overview
  2. Benefits
  3. Features
Request details

Reinforce your trade surveillance with our multi-asset class, multi-market surveillance solution for market participants in scope for MiFID II

In Europe and the UK, national competent authorities use transaction reporting data and order record keeping data to detect market abuse within their automated surveillance systems.

The Market Abuse Regulation (MAR) expects firms to use multi-asset, multi-market surveillance to identify market abuse and financial crime​ – but existing surveillance systems have limitations. Data costs to build advanced multi-asset solutions are prohibitive, while the complexity of linking behaviour across asset classes is still a challenge for the industry.

Trade Surveillance for MiFID offers a unique solution to these challenges. It provides a complex but cost-effective European multi-market surveillance tool that delivers alerts to clients based on data already held by LSEG.

By combining multi-asset transaction chains with public market data, it assists firms in gaining an advanced view of their likely regulatory risk. 

Useful links

Watch video

[Music Plays]MiFID II created a significant shift in the regulatory landscape and has led to changes in how firms operate across borders, particularly following Brexit. Execution venues have multiplied.Transparency requirements are tougher. In-house surveillance builds remain prohibitively expensivedue to the complexity of consuming multiple market data feeds. Inefficient solutions generate large numbers of false positives. LSEG’s Trade Surveillance for MiFIDis designed to leverage your existing data.It provides post-trade alerts and unique insights into trading behaviour.Featuringcross-product, cross-venue market abuse and financial crime alertsMarket Replay with a consolidated UK and EU order bookand behavioural anomaly detection.Trade Surveillance for MiFIDuses similar methodologies and datasets to UK and EU regulatorsto identify potential market abuse.By combining your transaction reporting datawith a consolidated UK and EU order bookin LSEG’s proprietary data lake……we will help you to analyse complex cross-market, cross-product manipulation,and better understand your regulatory risk.Contact our team to learn more about LSEG Trade Surveillance.LSEG. Make more possible.Contact us at regreportingsolutions@lseg.com

Key Benefits

Gain a holistic view of market activity across fragmented markets
View aggregated trader level exposures across products
Benefit from a statistical methodology that is transparent to customers and regulators
Leverage holistic asset-exposure blueprinted into the system architecture
Save time and resource as a result of fewer false positives
Better understand and analyse complex cross-market, cross-product manipulation
Receive unique insights into unusual trading behaviour
Capitalise on your existing transaction reporting data
Access detailed outputs from large volumes of market data, with no additional implementation costs

Features

Want to find out more about our products?

Our sales team can provide help and expertise with your product-related queries.

By submitting this form, you agree to your personal data being shared within the London Stock Exchange Group of companies (LSEG) for the purpose of receiving communications via post, phone and electronic means from LSEG about event, resources, products, and/or services.

For more information on how LSEG uses your data, see our Privacy Statement. You can adjust your preferences at any time through the preference link in any electronic communication that you receive from us.

Global Customer support

Regulatory reporting offers a follow the sun support model to our clients. In addition to the proactive monitoring of our regulatory reporting platform, we also provide 24x7 hardware and infrastructure monitoring as standard.

Call our customer support line: +44 (0)20 7797 1122