FCA fines UK Investment Firm £178,000 for fraudulent trading and money laundering 12th May 2021 FCA fines a UK Investment Firm £178,000 for inadequate systems and controls to identify and mitigate the risk of being used to facilitate... Read more
A summary EMIR Refit changes 5th May 2021 EMIR REFIT Summary The European Commission’s regulatory fitness and performance programme (REFIT), launched in 2012, is aimed at... Read more
ESMA MiFIR review report on the obligations to report transactions and reference data 1st April 2021 Article 26(10) of MiFIR requires the European Commission (EC) to present a report to the European Parliament and the Council to assess the... Read more
UnaVista Ltd Trade Repository Regulator Access Request 9th March 2021 If you are a regulator that needs access to UnaVista Ltd (UK SFTR) Trade Repository data then please fill your details in below to get... Read more
BearingPoint RegTech partners with UnaVista to simplify reporting for European firms 5th February 2021 Through this new partnership, the company offers clients access to best-in-class ARM services and Trade Repositories BearingPoint RegTech... Read more
FCA Fines Hedge Fund Over Short Selling 15th October 2020 The FCA has fined a firm for the first time for a breach of the Short Selling Regulation (SSR) The firm failed to notify the FCA and... Read more
Delivering alpha for the long term 10th June 2020 by Dr. Robert Barnes, Global Head of Primary Markets & CEO Turquoise, London Stock Exchange Group Q1 2020’s free-falling stock indices... Read more
Case Study: How UnaVista Onboarded 440 Clients in Less Than 6 Months 21st May 2020 The FSA said: “The FSA chose the London Stock Exchange because it is an organisation that has been handling transaction reporting for many... Read more
