UnaVista partners answer the most frequently asked MiFID II questions.
UnaVista's Consulting Partners
London Stock Exchange Group recognises that technology is only part of solving business challenges. Clients require a mix of business expertise and advice to create the very best overall solutions to enable competitive advantage and to reduce risks and costs. By using one of our consulting partners you will find experienced professionals who are passionate about solving issues from technology, regulatory and operational risk.
If you are interested in using one of our consulting partners or to register to become a UnaVista consulting partner, please contact our Partnership team at PartnerWithUnaVista@lseg.com.
Bovill is a specialist financial services regulatory consultancy, established in 1999 and headquartered in London. We also have offices in Singapore, Hong Kong and Chicago. Our sole activity is the provision of high-quality, technically-focused advice and consultancy services on all aspects of financial services regulation. We aim to develop effective solutions to the complex problems of our clients, and do not offer commoditised advice or services. Bovill has experts spanning all aspects of financial regulation in the UK, EU, Asia and the Americas. https://www.bovill.com/
Duff & Phelps is the global advisor that protects, restores and maximises value for clients. Backed by our deep regulatory and technical experience, our global Compliance and Regulatory Consulting team advises sell-side, buy-side and other market infrastructure firms on a range of trade and transaction reporting issues including European directives MiFID II and EMIR. Our reporting specialists provide a full suite of services to practically assist clients overcome challenges, such as reviews and implementation of arrangements, remediation projects, comprehensive advisory support and role secondments. https://www.duffandphelps.co.uk/services/compliance-and-regulatory-consu...
GD Financial Markets provides practical business consultancy with a specialism in regulation, risk management and control frameworks; transaction reporting operating models and risk assessments; managed services such as GDPR risk assessment and management; and contract c-suite manpower.
We work synergistically with our clients to ensure measurable results and are happy to share delivery risk with clients, thereby practically demonstrating our commitment to a successful outcome. http://www.gordondadds.com/
IMP Consulting was launched in 2004 to help asset management firms succeed when they implement, u
+-.0pgrade or replace their trading and compliance systems. Our clients include 4 of the top global asset managers. As trade order management and compliance experts, IMP helps asset managers capture the information that they will need to meet MiFID II/MIFIR requirements. IMP's clients benefit from their experience, gained from similar engagements deployed on UnaVista's roster of leading partner order management platforms. A sample of IMP’s MiFID II services include: search & selection, advisory services, workflow configuration/adjustments, data enrichment, data mapping, reporting, compliance and more. http://www.impconsults.com/mifid2preparation
Leading Point works with Financial Institutions as an insights, design and execution partner to maximise business value; specialising in creating value at the intersection of data, compliance and operating models; utilising enabling technologies. Specifically, we:
1. tackle the toughest business challenges with Data – organising critical data sets ensuring strong governance and measurable quality improvements, transforming unstructured data into enterprise wide usable business data, and helping with the uptake of AI/ML & Blockchain applications.
2. gap-up to compliance requirements at sustainable reduced costs – with significant domain and compliance delivery expertise in MiFID 2, SMCR, KYC, Anti-Fin Crime and actively engaged in delivering on SFTR, Brexit and GDPR. We also help reduce costs with implementation of RegTech.
3. deliver new operating models to drastically improve business viability – LP has over 15+ years in TOMs, with a unique set of domain assets & accelerators trademarked a Leading FORM™; delivering in weeks, not years. https://leadingpointfm.com/
TALOS is a management consulting boutique headquartered in Zurich. We are an expanding transformation management partner for European Financial Services companies. With local offices in Switzerland and Luxemburg, we are our clients' preferred choice for the translation of regulatory requirements and objectives into operational solutions with highly attractive value for money. Our consultants are trusted for their broad industry knowledge, implementation experience and methodological pragmatism. Over the last decade we supported clients of any size to become regulatory compliant (i.e. EMIR, MiFID II /MiFIR, FATCA, FIDLEG, SFTR). http://www.talos-consultants.com/