Regulatory Reporting Sanctions Screening Solution
Protect your company’s reputation in a rapidly changing sanctions environment.
Enhanced Regulatory Reporting technology powered by LSEG World-Check data
Investment firms in the UK and EEA have obligations under MiFIR to monitor potential and existing counterparties for sanctions. Ongoing geopolitical events continue to impact firms’ approach to sanctions screening, with more frequent sanctions reviews, changes in AML standards and practices, and removal of a growing number of sanctioned counterparties.
Built on Regulatory Reporting’s enhanced technology and powered by global sanctions data from LSEG World-Check, Regulatory Reporting’s Sanctions Screening solution ensures the MiFIR data sent to your regulator is checked and validated against your sanctions screening process.
Today, the Sanctions Screening solution is available to existing Regulatory Reporting MiFIR clients.
Features and capabilities
By integrating LSEG World-Check sanctions screening data, Regulatory Reporting's Sanctions Screening solution delivers alerts with fewer false positives, an audit trail, and actionable information to help update counterparty lists.
After cross-referencing the “non-natural legal person” counterparty details on a transaction report with the global sanctions data from LSEG World-Check, Regulatory Reporting’s Sanctions Screening solution automatically flags transaction reports by identifying counterparties with whom you might be prohibited from doing business.
Sign up for immediate access – with no new data feeds, data sourcing, integration or onboarding required.
Protection against reputational damage and regulatory sanctions
Avoid regulatory scrutiny and protect your firm’s reputation: receive aggregated alerts by screening counterparty legal entity identifiers (LEI) against LSEG World-Check sanctions data. Drill down into alert summaries and the associated World-Check data to enhance your sanctions screening process and controls.
Enhanced counterparty screening automation, increasing efficiency and reducing costs
Automate your counterparty screening process with Regulatory Reporting’s enhanced technology, powered by LSEG World-Check global sanctions screening data. Screenings are performed against records continuously sent to regulators, helping you become more efficient and reduce costs. This improves compliance teams’ visibility and ability to action alerts effectively and with greater confidence, supported by a fully auditable process flow for identified entities. It may also reduce false positive matches, so your team can prioritise key alerts relating to sanctions or trade restrictions, spending less time on filtering output.
Accurate regulatory reporting, improved transparency
Help ensure that the data sent to your regulator is checked and validated, and improve transparency with access to transaction reports and LSEG World-Check data on potentially sanctioned entities. Drill down into the list of impacted entities from LSEG World-Check data on identified entities.
Why choose Regulatory Reporting?
With years of industry expertise and trusted data accuracy, Regulatory Reporting delivers insights that innovate your operations, so regulation is no longer a hindrance – it’s an opportunity. Turn reactive into proactive – get ahead of regulations and upskill your teams through access to our products and services.
Contact us today to learn more about the Regulatory Reporting Sanctions Screening solution.
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Global Customer Support
Regulatory Reporting offer a follow the sun support model to our clients. In addition to the proactive monitoring of our Regulatory Reporting platform, we also provide 24x7 hardware and infrastructure monitoring as standard.
Call our customer support line: +44 (0)20 7797 1122