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Adenza
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Software partners
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Adenza provides customers with end-to-end, trading, treasury, risk management and regulatory compliance platforms which can be delivered on-premise or on-cloud. Adenza enables financial institutions to consolidate and streamline their operations with front-to-back solutions integrated with data management and reporting, benefitting from a single source of truth across the business.
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AlphaDesk Refinitiv
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Software partners
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Refinitiv AlphaDesk is an award-winning order management system (OMS) and portfolio management system (PMS) which offers cloud-based, multi-asset class, multi-currency order management and portfolio management for the buy-side, along with risk and compliance tools – all within a single user interface experience to help streamline and automate your workflow.
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Alpha Financial Markets Consulting
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Consulting partners
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Alpha FMC is leading Management Consulting firm for the Asset and Wealth Management industry. Our team of regulatory reporting specialists supports the buy side sector with the implementation and remediation of MiFIR, EMIR, SFTR and other G20 reporting regimes.
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AQX Technologies
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Software partners
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AQX Technologies is a trade management solutions provider, servicing broker-dealers, hedge funds, fund managers, proprietary and principal trading firms throughout Europe. We enable Brokers, Asset Managers and FinTech firms to focus on value-adding core activities by pushing for maximal post-trade process automation on a highly efficient and flexible trade management platform.
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Arbor Financial Systems
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Software partners
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Arbor Financial Systems provides a suite of applications and services for both the buy and sell side industry. With our unique experience and business approach, we have developed an intuitive suite of products that are a delight to use.
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Avaloq
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Software partners
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The Avaloq group is an internationally leading fintech company. With its core banking software, the Avaloq Banking Suite, and its international network of BPO centres, Avaloq brings trustworthy and efficient banking to the world, delivered through great user experience.
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Be Shaping the Future GmbH
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Software partners
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Be Shaping the Future GmbH is a consulting company located in Vienna, Austria, and member of the Be Group, which enables leading financial services organizations across Europe to manage the complexity of business transformation. A growing team of highly skilled specialists combines industry knowledge with extensive practical experience, working with global players who are redesigning the landscape of the finance sector.
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BCS Consulting
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Consulting partners
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We are a leading UK provider of management consultancy to the financial services industry, specifically Retail and Corporate Banking, Capital Markets, Insurance and Asset and Wealth Management. Specialising in Risk, Regulatory and Finance change as well as in Operations and Technology transformation, we help to maximise our clients’ potential in today’s technology-driven financial landscape.
Helping our clients meet the evolving challenges of trade and transaction reporting, for EMIR, MiFID II and now SFTR, is a key focus. Our services include programme delivery, impact assessment, business and functional requirements definition, regulation traceability, solution design, data analysis, test planning and management, and operating model design and implementation.
We are an employee-owned management consultancy committed to delivering excellence in everything we do. It’s a unique position to be in and one that inspires us all to work to the highest standards because our business depends on it.
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Bovill
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Consulting partners
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Bovill is a specialist financial services regulatory consultancy, established in 1999 and headquartered in London. We also have offices in Singapore, Hong Kong and Chicago. Our sole activity is the provision of high-quality, technically-focused advice and consultancy services on all aspects of financial services regulation. We aim to develop effective solutions to the complex problems of our clients, and do not offer commoditised advice or services.
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Broadridge Financial Solutions
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Software partners
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Message Automation, part of Broadridge Financial Solutions, is the leading specialist provider of post trade control solutions. We help institutions manage the challenges of regulatory reporting, clearing report harmonisation, connectivity and reconciliation across all asset classes in OTC, ETD, fixed income and securities financing.
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Cappitech
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Software partners
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Cappitech is a leading provider of regulatory reporting and intelligence solutions for the financial services industry. CapptivateTM, Cappitech’s cross-jurisdiction compliance platform, fully automates the reporting process and provides a comprehensive view on a single, intuitive dashboard. Offering next-generation analytics, Cappitech is revolutionising the way financial services firms meet their compliance obligations.
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Cedacri
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Software partners
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Cedacri is the most important Italian group specialized in IT outsourcing services for the banking sector, with over 1,500 employees, 150 clients, consolidated revenues that exceed 250 million Euro and annual innovation investments for roughly 30 million Euro.
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Charles River Development
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Software partners
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Charles River Development, a State Street Company, enables sound and efficient investing across all asset classes. Investment firms in more than 40 countries use Charles River IMS to manage more than US$25 Trillion in assets in the institutional investment, wealth management and hedge fund industries.
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Cosegic
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Consulting partners
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Founded in 2003, Cosegic, previously Compliancy Services and Portman Compliance, is one of the UK's leading compliance consultancies, providing assistance with FCA authorisation, SEC registration, ongoing consulting, prudential services, online training and compliance software. Cosegic employs over 60 people who work together in industry specialist teams, servicing over 800 clients in the following sectors: wholesale investment firms (including hedge fund and private markets, long-only asset managers, corporate finance firms and brokers), wealth management, payment services and cryptoassets, consumer credit and insurance and lending.
Our breadth of experience allows us to balance firms’ business objectives with their compliance requirements. We actively work with our clients to embed compliance in their day-to-day processes, rather than as an afterthought. Our wide range of financial sector experts come together on a regular basis to discuss their interactions with the FCA and the regulatory trends that they are seeing. This provides us with a more informed understanding of the FCA than our competitors, ensuring that we offer our clients solutions that are most appropriate to their needs. We have built our services and offerings to ensure that our clients confidently navigate regulation in a way that keeps their vision and objectives intact.
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CSS
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Software partners
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CSS is a global RegTech platform delivering a set of comprehensive and highly complementary, technology-enabled regulatory solutions that serve compliance professionals across the financial services industry. The CSS platform’s solution-offering encompasses regulatory reporting, regulatory data management, trade monitoring and analysis and compliance services.
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DeltaconX AG
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Software partners
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DeltaconX AG is a Swiss company based in Lucerne, specialising in the provision of regulatory transaction reporting services since 2013. DeltaconX supports global financial and non-financial entities to meet their transaction reporting obligations across multiple regimes. Our SaaS based platform simplifies transaction reporting under the following regimes:
EMIR-EU & UK,
MIFIR Art 26-EU & UK (ARM),
MIFIR Art 20/21-EU & UK (APA),
SFTR-EU & UK,
FinfraG/FMIA Art. 39 & 104,
CFTC,
MAS,
ASIC,
MMSR,
REMIT.
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Delta Capita
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Consulting partners
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Delta Capita, the financial services division of Prytek, is a leading global Capital Markets consulting, managed services and technology provider with a unique combination of experience in financial services and capability in technology innovation. We design and develop new services and tools and leverage the substantial FinTech portfolio from our parent company, Prytek.
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d-fine
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Consulting partners
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d-fine is a leading European consultancy in the area of capital markets, risk management and finance. With over 800 highly trained specialists, we assist our clients with strategy, process and technology consulting. In the field of capital markets, we have a successful track record serving the industry with our expertise which includes, but is not limited to, the initiation and development of appropriate trading and operations infrastructure in parallel to the establishment of robust risk management processes.
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DTCC
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Software partners
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With over 40 years of experience, DTCC is the premier post-trade market infrastructure for the global financial services industry. From operating facilities, data centers and offices in 16 countries, DTCC, through its subsidiaries, automates, centralizes, and standardizes the post-trade processing of financial transactions, mitigating risk, increasing transparency and driving efficiency for thousands of broker/dealers, custodian banks and asset managers worldwide.
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eflow Global
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Software partners
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eflow Global is a post-trade, holistic regulatory compliance solution offering; Regulatory Reporting, Trade Surveillance and Market Abuse detection, Best Execution monitoring/reporting, Transaction Cost Analysis, E-comms surveillance and more within the global investment markets.
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Enfusion
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Software partners
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For more than 10 years, Enfusion has provided technology innovation and support to the global investment management industry. Our premiere software, Integráta, is the only cloud-based, fully integrated platform on the market – seamlessly incorporating multi-asset class solutions for front, middle and back office through a single data set.
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Eurobase
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Software partners
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Eurobase is an international software and service provider to financial institutions globally, with ready to deploy strategic solutions covering Treasury Operations, Sales Desk, eTrading, FX Payments and Regulatory Compliance.
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Evolute
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Software partners
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Evolute provides a comprehensive and digital wealth management solution for independent asset managers. Our solution consists of services, technology as well as operations and are well-rounded yet modular. Well-rounded, because the various components, designed from scratch, interlock perfectly and are tailored to one another so that they work together efficiently.
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Expersoft
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Software partners
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Expersoft is an established, trusted provider of front/mid office software for banks, asset managers, family offices, and insurance companies. Expersoft PM1 leverages the latest approaches in software technology, including compute and machine learning engines, to provide a broad spectrum of integrated functionality with rich API connectivity.
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Eze Software
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Software partners
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Eze Software is a global leading provider of investment management software solutions designed to optimize operational and investment alpha throughout the entire investment process.
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FactSet
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Software partners
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FactSet (NYSE:FDS | NASDAQ:FDS) delivers superior analytics, service, content, and technology to help more than 85,000 users see and seize opportunity sooner. We are committed to giving investment professionals the edge to outperform, with fresh perspectives, informed insights, and the industry-leading support of our dedicated specialists.
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Finmatek
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Software partners
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Finmatek is a service provider for the regulatory reporting needs of financial institutions. Our services include but are not limited to EMIR, MiFIR, CRS, and FATCA. We are a team of highly qualified and skilled professionals with skillsets arising from diverse areas including financial trading, compliance, risk management, and IT. Our core values are quality, transparency, and security.
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FINXIS
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Consulting partners
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FINXIS is a boutique consulting firm providing management consulting, research, analytics and product development expertise to banks, Fintech companies and financial services firms.
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First Derivative
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Consulting partners
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Driven by people, data and technology, First Derivative is a managed services and consulting business, and one of the world’s leading Capital Markets consultancies. It is part of FD Technologies plc, a group of data-driven businesses that unlock the value of insight, hindsight, and foresight to drive organisations forward. Counting many of the world’s leading investment banks as clients, First Derivative helps its clients navigate the data-driven, digital revolution that is both disrupting and transforming the financial services sector.
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FTI Consulting
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Consulting partners
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FTI Consulting is a global business advisory firm dedicated to helping organisations manage change, mitigate risk, and resolve disputes. Within the EMEA Financial Services practice, we support firms, regulators, governments and enforcement agencies in designing and implementing regulatory frameworks for all matters of complex financial regulation.
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GBST
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Software partners
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GBST (ASX: GBT), provides global technology services to the financial services industry, addressing our clients' constant needs for innovation, competitiveness and responsive IT that truly enables business. Listed on the Australian Securities Exchange, GBST has offices throughout Australia, London, Hong Kong and New York as well as operations in Paris and Singapore.
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IHS Markit
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Software partners
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IHS Markit (Nasdaq: INFO) is a world leader in critical information, analytics and solutions for the major industries and markets that drive economies worldwide. The company delivers next-generation information, analytics and solutions to customers in business, finance and government, improving their operational efficiency and providing deep insights that lead to well-informed, confident decisions.
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INDATA
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Software partners
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INDATA is a leading specialized provider of software, technology and services for buy-side firms, including trade order management (OMS), compliance, portfolio accounting and front-to-back office delivered via iPM Epic® - the industry's first investment technology platform specifically designed for the era of big data.
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Investment Software Limited
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Software partners
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Investment Software Limited (ISL) is an entrepreneurial software company that produces financial software applications, focusing on the Wealth, Investment and Fund Management industries (IMiX). Investment Software Ltd is a best of breed front to middle office Portfolio Management software with Modelling, Performance, CRM, Tax, Compliance and Client Reporting.
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JWG RegDelta
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Software partners
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JWG helps financial services professionals regain control over global regulatory obligations through highly regarded research, communities and the cutting edge NLP platform RegDelta.
RegDelta gives you the power to scan the horizon and configure your obligations into a single business truth. Unlike any other provider, it combines highly skilled analysts and NLP to determine relevance from millions of alerts, enrich every document with a deep, proprietary model for FS obligations and delivers them to your instance in near time.
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K3
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Software partners
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BroadPeak Partners is the developer of K3, a real-time streaming ETL solution that helps businesses quickly access up-to-the-minute data for critical business decisions. K3 is used by Fortune 500 companies that want to tackle their data challenges with a low-code solution.
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Kroll
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Consulting partners
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Kroll is the world's premier provider of services and digital products related to valuation, governance, risk and transparency. Backed by our deep regulatory and technical experience, our global Financial Services Compliance and Regulation team advises sell-side, buy-side and other market infrastructure firms on a range of trade and transaction reporting issues including FCA, MiFID II and EMIR.
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Linedata
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Software partners
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Linedata is a global solutions provider dedicated to the investment management and credit community, with close to 1250 employees in 20 offices across the globe. Linedata has been at the service of the financial industry from day one, and applies its market and client insight to provide innovative and flexible mission-critical software and services that help its clients grow in over 50 countries.
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Liquidity Book
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Software partners
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For more than a decade Liquidity Book has powered some of the industry's most sophisticated and demanding trading desks through its advanced suite of trade management products. As a fully-hosted platform, Liquidity Book's portfolio, order and execution management systems (POEMS) for both the and buy- and sell-side, as well as its connectivity and risk solutions, provide a flexible, cost-effective platform for use across counter-parties, asset classes and geographies.
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LPA Group
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Consulting partners
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The LPA Group is one of the world’s leading developers and consultants for technology-based financial market solutions for banks, asset managers, insurance companies and fund providers. LPA are a trusted partner configuring software and consultancy solutions tailored to specific needs, covering the whole financial markets value chain helping clients to; digitize and automate manual work flows, making them scalable and compliant.
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MAP FinTech
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Software partners
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MAP FinTech is a leading and award-winning regulatory technology provider for the financial services industry, specialising in reporting solutions arising from the requirements of a number of complex and challenging international regulations such as EMIR, MiFID II/MiFIR, ASIC, SFTR, FATCA and CRS. MAP FinTech also provides innovative and comprehensive solutions for Best Execution Monitoring, RTS 27/28 reporting, AI-Enabled AML Transaction Monitoring and Screening, Trade Surveillance (Market Abuse), and eKYC (Screening, eIDV, Document Authentication).
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MAP S. Platis
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Consulting partners
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MAP S.Platis is the leading financial services consulting Group in Cyprus and the region, whose clients include regulators, banks, funds and fund managers, investment firms, insurance companies and payment and electronic money institutions. Our expert team consisting of over 100 multidisciplinary consultants provides unique and tailored solutions in licensing, regulatory compliance, risk management, internal audit, human resources, banking, trade reporting and executive training to financial institutions in Cyprus and the EU.
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Message Automation
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Software partners
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Message Automation, part of Broadridge Financial Solutions, is the leading specialist provider of post trade control solutions. We help banks and buy-side firms manage the challenges of new regulations and market practices across all asset classes in OTC, ETD and fixed income. Our single consolidated solution for Trade and Transaction Reporting is multi-jurisdiction including Dodd-Frank, EMIR and MiFID1/2.
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Novatus Global
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Software partners
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Novatus Global combines cutting-edge technology and expert-led services to help firms meet their global transaction reporting requirements. Our award-winning SaaS platform, En:ACT, ensures accurate, complete, and timely reporting through market-leading assurance and reconciliation. In addition, our team of regulatory reporting specialists supports clients with the implementation, oversight, and remediation of all G20 reporting regimes, including fully managed solutions.
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n-Tier
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Software partners
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n-Tier is an innovative financial technology company that couples deep industry expertise with a unique software platform to help firms minimise the risks and costs associated with regulatory reporting. We provide the leading US regulatory reporting solution with a focus on reporting accuracy, data consistency, data lineage, and data governance. As part of our configurable cross regulation solution MiFIR, EMIR, and all SEC and CFTC transaction reporting obligations are now covered as part of our core offering.
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Objectway
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Software partners
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Objectway is a leading provider of financial software and digital solutions to the worldwide financial services industry, with clients in 15 countries. Its award-winning software platforms are the trusted choice of leading wealth and investment management firms across the globe - from EMEA to Canada to Central America. From its offices in UK,Italy, Ireland, Belgium and South Africa, Objectway has more than 500 employees supporting approximately 100,000 investment professionals to manage more than one trillion euros in wealth.
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Point Nine
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Software partners
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Point Nine is one of the industry leaders in post-trade execution, operation, processing and reporting. Founded in 2002, we collaborate with both buy and sell side financial firms and corporations to help them meet the ever-expanding challenges of post-trade processing. Circle, our in-house proprietary technology, provides a real-time solution to all our customers and their trading relationships. The operations team helps our clients to complement their existing middle and back office operations or even become their complete one-stop middle and back office solution.
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Quai
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Software partners
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Quai offers an outsourced administration service to different savings and investment providers. Our low cost, compliant and efficient administration systems enable clients to benefit from either new technology and/or cost savings with the ultimate goal of achieving operational efficiencies bu outsourcing their administration to Quai.
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Reg-X
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Software partners
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Reg-X streamlines and optimises regulatory reporting with automated solutions for EMIR, MiFID II, SFTR, and other global trade and transaction reporting regulations. Our complete suite, including RegAssure - Middleware, Accuracy, Completeness, EnO Analytics, and Back Reporting, along with expert personnel and efficient processes, provides a reliable, end-to-end regulatory reporting operating model. Supported by a team of industry specialists and advanced technology, we ensure accurate data transformation, validation, submission, and visualisation, easing the compliance burden while reducing risk. With our fully managed services, firms operating in financial markets can outsource their regulatory operations, boosting efficiency, accuracy, and achieving significant cost savings.
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S3
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Software partners
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S3 is the premiere, full-service compliance and trade analytics software company that serves many of the world’s largest financial institutions and exchanges. S3’s sleek, easy-to-use platform features trade analysis tools such as Global Best Ex & TCA for Options, Equities, and Fixed Income, as well as regulatory reporting tools for Trade Surveillance, SEC Rule 605 and 606 reporting, and Consolidated Audit Trail (CAT) reporting, and MiFIR reporting.
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SiGrade
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Software partners
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SiGrade, a subsidiary of Cedacri's Group, provides software solutions for Banking & Finance sector, especially on Security and Derivatives management. We offer a wide range of products and services: a portfolio of software packages and solutions that can easily be integrated in the existing ICT systems; custom software solutions; application management and system integration of third-parties' and proprietary applications; advice and related services.
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SIX
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Software partners
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SIX operates Switzerland’s financial market infrastructure and offers on a global scale comprehensive services in the areas of securities trading, clearing and settlement, as well as financial information and payment transactions. The company is owned by its users: approximately 130 banks of various size and orientation. Thanks to our IT infrastructure, Switzerland is now one of the highest-performance financial centers in the world. We serve an international clientele and have a presence in 24 countries in addition to Switzerland.
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SS&C Advent
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Software partners
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SS&C Advent, a business unit of SS&C Technologies (SSNC: NASDAQ), provides software and software-enabled services to the global financial services industry and helps over 4,300 investment firms in over 50 countries grow their business and thrive. SS&C Advent’s portfolio of software and rapidly deployable software-enabled services allows our clients to automate and integrate front-, middle- and back-office functions.
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SteelEye
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Software partners
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SteelEye is an intelligent data platform which brings together a wealth of data under one lens, enabling companies to derive enhanced value from their information. By using SteelEye to consolidate and normalise trade, order, communications, market and reference data on one platform, financial firms can effortlessly comply with a range of regulatory mandates.
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Thistle Initiatives
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Consulting partners
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Thistle Initiatives is an award-winning compliance consultancy, providing expert advice across the financial services sector. Our expertise is split into specialist practice areas covering Investments, Payment Services, Credit and Financial Crime. Our clients range from niche start-ups to long established global market leaders. We handle everything from helping start-ups seeking direct authorisation and firms transitioning from AR to directly authorised status, to advising on capital adequacy, regulated accounting (including CASS) and regulatory issues.
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TRAction
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Software partners
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TRAction exists to make it easy for you to seamlessly report transactions and open positions across all OTC derivative asset classes with built in reconciliation and monitoring capabilities. Even for the most well prepared and resourced compliance departments navigating trade reporting regulations can be confusing and frustrating. That’s why smart brokers use TRAction Fintech. Trade Reporting Simplified.
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Varrlyn
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Consulting partners
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Varrlyn turn impossible questions in possible solutions. At Varrlyn we believe that if it is possible, it will be done. If it is not possible, Varrlyn will look for ways to do it anyway. Turning impossible questions into possible solutions, that is what makes us different. We have extensive experience in IT system implementations and application support for different financial services applications.
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Wipro Ltd
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Software partners
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Wipro Ltd is a leading Information Technology, Consulting and Outsourcing company that delivers solutions to enable its clients do business better. Wipro delivers winning business outcomes through its deep industry experience and a 360 degree view of "Business through Technology" - helping clients create successful and adaptive businesses. A company recognized globally for its comprehensive portfolio of services, a practitioner's approach to delivering innovation, and an organization wide commitment to sustainability.
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