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  1. FCA Launch Consultation on TRUP 3.1

    FCA Launch Consultation on TRUP 3.1 9 May 2014 This article is not intended to constitute ... Pack version 3 with a view to the publication of a TRUP version 3.1. The consultation document shows ...

  2. How to transaction report Nasdaq OMX NLX trades

    How to transaction report Nasdaq OMX NLX trades 31 May 2013 This article is not intended to ... constitute regulatory advice. Please see our notice Trading on the Nasdaq OMX NLX went live on 31 May 2013. ...

  3. Surge in suspicious trade reports to FCA

    Surge in suspicious trade reports to FCA 31 Aug 2012 This article is not intended to constitute ...

  4. There is more to regulatory reporting than just reporting

    reporting.  Q: Are there obligations or just ‘encouragement’?  TRUP 3.1 really stepped up on reconciliations, ...