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  1. How to transaction report Nasdaq OMX NLX trades

    How to transaction report Nasdaq OMX NLX trades 31 May 2013 This article is not intended to ... constitute regulatory advice. Please see our notice Trading on the Nasdaq OMX NLX went live on 31 May 2013. ...

  2. MiFIR for U.S. firms event videos

    MiFIR for U.S. firms event videos

    MiFIR Accelerator Programme- Maryse Gordon, Senior Pre-Sales, UnaVista, LSEG Maryse Gordon talks through ...

  3. Surge in suspicious trade reports to FCA

    Surge in suspicious trade reports to FCA 31 Aug 2012 This article is not intended to constitute ...

  4. There is more to regulatory reporting than just reporting

    reporting.  Q: Are there obligations or just ‘encouragement’?  TRUP 3.1 really stepped up on reconciliations, ...