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  1. How to transaction report Nasdaq OMX NLX trades

    How to transaction report Nasdaq OMX NLX trades 31 May 2013 This article is not intended to ... constitute regulatory advice. Please see our notice Trading on the Nasdaq OMX NLX went live on 31 May 2013. ...

  2. Canadian derivatives reporting

    for the regulation 31 October 2014- the effective date of the reporting obligation for derivatives ... 30 April 2015- public dissemination of transaction-level reports (changed from December 31, 2014) 30 ... October 31, 2014) 31 December 2015-  the latest day by which a counterparty that is not a derivatives ...

  3. Surge in suspicious trade reports to FCA

    Surge in suspicious trade reports to FCA 31 Aug 2012 This article is not intended to constitute ...

  4. There is more to regulatory reporting than just reporting

    reporting.  Q: Are there obligations or just ‘encouragement’?  TRUP 3.1 really stepped up on reconciliations, ...