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  1. FCA Launch Consultation on TRUP 3.1

    FCA Launch Consultation on TRUP 3.1 9 May 2014 This article is not intended to constitute ... Pack version 3 with a view to the publication of a TRUP version 3.1. The consultation document shows ...

  2. How to transaction report Nasdaq OMX NLX trades

    How to transaction report Nasdaq OMX NLX trades 31 May 2013 This article is not intended to ... constitute regulatory advice. Please see our notice Trading on the Nasdaq OMX NLX went live on 31 May 2013. ...

  3. MiFIR: Beyond the reporting webinar

    MiFIR: Beyond the reporting webinar

    MiFIR: Beyond the reporting webinar 31st January 2017 Now that firms have started to address MiFIR ... 31 January 2017 Time:  10am (EST) 3pm (GMT) 4pm (CET) Webinar themes- Unified trade and transaction ...

  4. Canadian derivatives reporting

    for the regulation 31 October 2014- the effective date of the reporting obligation for derivatives ... 30 April 2015- public dissemination of transaction-level reports (changed from December 31, 2014) 30 ... October 31, 2014) 31 December 2015-  the latest day by which a counterparty that is not a derivatives ...

  5. Reporting post-Brexit

    is no longer a member of the European Union (EU) and the Transition Period ended on 31 December 2020. ... that 1 January was a public holiday, the effective start date was 4 January 2021. What happens after 31 ...

  6. FIA Expo 2015

    FIA Expo 2015

    post-trade business CC&G and Derivatives markets, IDEM. The conference is now in its 31st year and is ...

  7. e-Learning Regulatory Foundation Courses

    e-Learning Regulatory Foundation Courses

    e-Learning Regulatory Foundation Courses 13th December 2018 to 31st December 2019 Online CPD and ...

  8. e-Learning Regulatory Foundation Courses

    e-Learning Regulatory Foundation Courses

    e-Learning Regulatory Foundation Courses 13th December 2018 to 31st December 2019 Online CPD and ...

  9. e-Learning Regulatory Foundation Courses

    e-Learning Regulatory Foundation Courses

    e-Learning Regulatory Foundation Courses 26th October 2021 to 31st December 2021 Online CPD and ...

  10. Surge in suspicious trade reports to FCA

    Surge in suspicious trade reports to FCA 31 Aug 2012 This article is not intended to constitute ...

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