LONDON--(BUSINESS WIRE)--  

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

 
(b) Owner or controller of interest and short

 

positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose

KAZ MINERALS PLC

relevant securities this form relates:
(d) If an exempt fund manager connected with an

 

offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

22 March 2021

(f) In addition to the company in 1(c) above, is the discloser making

NO

disclosures in respect of any other party to the offer?

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

20p ordinary

 

 

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

19,478,027

4.12%

8,100,647

1.71%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

8,012,357

1.70%

19,064,077

4.03%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

27,490,384

5.82%

27,164,724

5.75%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale

Number of

Price per unit

security

securities

 

20p ordinary Purchase

56

8.2790 GBP

20p ordinary Purchase

324

8.2670 GBP

20p ordinary Purchase

324

8.2750 GBP

20p ordinary Purchase

325

8.3060 GBP

20p ordinary Purchase

330

8.2700 GBP

20p ordinary Purchase

336

8.2720 GBP

20p ordinary Purchase

343

8.2810 GBP

20p ordinary Purchase

357

8.2630 GBP

20p ordinary Purchase

365

8.2930 GBP

20p ordinary Purchase

378

8.3020 GBP

20p ordinary Purchase

388

8.2840 GBP

20p ordinary Purchase

417

8.2900 GBP

20p ordinary Purchase

567

8.2860 GBP

20p ordinary Purchase

634

8.3300 GBP

20p ordinary Purchase

676

8.2730 GBP

20p ordinary Purchase

711

8.2600 GBP

20p ordinary Purchase

727

8.2929 GBP

20p ordinary Purchase

766

8.2971 GBP

20p ordinary Purchase

1,360

8.3000 GBP

20p ordinary Purchase

1,664

8.2969 GBP

20p ordinary Purchase

2,864

8.2914 GBP

20p ordinary Purchase

2,888

8.3111 GBP

20p ordinary Purchase

3,159

8.2757 GBP

20p ordinary Purchase

3,953

8.2982 GBP

20p ordinary Purchase

5,495

8.3095 GBP

20p ordinary Purchase

6,008

8.3100 GBP

20p ordinary Purchase

19,536

8.2933 GBP

20p ordinary Purchase

22,394

8.3010 GBP

20p ordinary Purchase

147,794

8.2771 GBP

20p ordinary Sale

134

8.2620 GBP

20p ordinary Sale

324

8.2750 GBP

20p ordinary Sale

324

8.2670 GBP

20p ordinary Sale

325

8.3060 GBP

20p ordinary Sale

330

8.2700 GBP

20p ordinary Sale

336

8.2720 GBP

20p ordinary Sale

343

8.2810 GBP

20p ordinary Sale

357

8.2630 GBP

20p ordinary Sale

365

8.2930 GBP

20p ordinary Sale

388

8.2840 GBP

20p ordinary Sale

517

8.3308 GBP

20p ordinary Sale

517

8.3300 GBP

20p ordinary Sale

567

8.2860 GBP

20p ordinary Sale

567

8.2862 GBP

20p ordinary Sale

673

8.3181 GBP

20p ordinary Sale

676

8.2730 GBP

20p ordinary Sale

707

8.2756 GBP

20p ordinary Sale

711

8.2600 GBP

20p ordinary Sale

716

8.3000 GBP

20p ordinary Sale

900

8.2821 GBP

20p ordinary Sale

1,084

8.3328 GBP

20p ordinary Sale

1,505

8.3272 GBP

20p ordinary Sale

1,562

8.2890 GBP

20p ordinary Sale

2,929

8.2887 GBP

20p ordinary Sale

3,272

8.3191 GBP

20p ordinary Sale

3,735

8.3034 GBP

20p ordinary Sale

5,000

8.2320 GBP

20p ordinary Sale

5,608

8.3100 GBP

20p ordinary Sale

6,440

8.2843 GBP

20p ordinary Sale

6,753

8.3197 GBP

20p ordinary Sale

29,095

8.2916 GBP

20p ordinary Sale

35,434

8.2927 GBP

(b) Cash-settled derivative transactions

Class of

Product Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

20p ordinary

CFD Long

514

8.4133 GBP

20p ordinary

SWAP Long

1,428

8.2863 GBP

20p ordinary

SWAP Long

2,205

8.3208 GBP

20p ordinary

SWAP Long

3,735

8.3034 GBP

20p ordinary

SWAP Long

5,868

8.3234 GBP

20p ordinary

SWAP Short

2,888

8.3111 GBP

20p ordinary

SWAP Short

3,159

8.2756 GBP

20p ordinary

SWAP Short

4,139

8.3050 GBP

20p ordinary

SWAP Short

19,138

8.3001 GBP

20p ordinary

SWAP Short

147,794

8.2771 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure:

23 Mar 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

BARCLAYS PLC

Source: BARCLAYS PLC