Articles

E.g., 24-01-2018
E.g., 24-01-2018
Please note that ESMA and the FCA have issued statements on the use of LEIs for MiFIR go-live. " For a temporary period investment firms...
In our last piece, 7 similarities between SFTR and EMIR , we highlighted the structural resemblance between the two regulations including...
The final ESMA report on Securities Financing Transaction Regulation (SFTR) is yet to be endorsed and published in the EU Official Journal...
SFTR, just like EMIR, is the product of a more enhanced supervisory activity of the Financial Stability Board (FSB) and the European...
The LEI is often hailed as a leap forward in data standards, but with an estimated 250k still needing to be registered in the next 4 months...
Regulatory reporting is an intrinsic part of a financial firm’s daily activities. As reporting requirements evolve, so do the...
ESMA today published an update to its 10 October 2016 version of the Guidelines on transaction reporting, order record keeping and clock...
In this article we look at error rates and how they will be applied under the Consolidated Audit Trail (CAT). We will be assessing what...

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