Articles

E.g., 17-11-2017
E.g., 17-11-2017
SFTR, just like EMIR, is the product of a more enhanced supervisory activity of the Financial Stability Board (FSB) and the European...
The LEI is often hailed as a leap forward in data standards, but with an estimated 250k still needing to be registered in the next 4 months...
Regulatory reporting is an intrinsic part of a financial firm’s daily activities. As reporting requirements evolve, so do the...
ESMA today published an update to its 10 October 2016 version of the Guidelines on transaction reporting, order record keeping and clock...
In this article we look at error rates and how they will be applied under the Consolidated Audit Trail (CAT). We will be assessing what...
The SEC’s Rule 613, which created the Consolidated Audit Trail (CAT), is estimated to be the world’s biggest data repository for options...
Over the next few months, UnaVista will be reviewing and documenting our views on specific themes within the CAT reporting initiative. As a...
In recent years, new regulatory regimes have been introduced to monitor and prevent certain risks posed by the financial industry. As a...

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