Articles

MiFIR - No LEI No Trade

22nd September 2017

The LEI is often hailed as a leap forward in data standards, but with an estimated 250k still needing to be registered in the next 4 months...

28th August 2017

Regulatory reporting is an intrinsic part of a financial firm’s daily activities. As reporting requirements evolve, so do the...

8th August 2017

ESMA today published an update to its 10 October 2016 version of the Guidelines on transaction reporting, order record keeping and clock...

24th April 2017

In this article we look at error rates and how they will be applied under the Consolidated Audit Trail (CAT). We will be assessing what...

21st March 2017

The SEC’s Rule 613, which created the Consolidated Audit Trail (CAT), is estimated to be the world’s biggest data repository for options...

21st February 2017

Over the next few months, UnaVista will be reviewing and documenting our views on specific themes within the CAT reporting initiative. As a...

25th January 2017

In recent years, new regulatory regimes have been introduced to monitor and prevent certain risks posed by the financial industry. As a...

24th January 2017

Abstract Establishing a control framework for protecting the integrity of data that is used to surveil the financial services market is a...