Articles

ESMA - Q&A document on data reporting under MiFIR

29th September 2020

ESMA has published an updated Q&A document on data reporting under MiFIR . The updated Q&As document includes a new Q&A and two...

25th September 2020

ESMA have released a Consultation Paper – “MiFIR review report on the obligations to report transactions and reference data” Article 26(10...

7th September 2020

FCA have today released Market Watch 65 which highlights several areas of concern with regards to MiFID transaction reporting, including:...

10th July 2020

On 8 July 2020, ESMA published new Q&A for MiFIR Transaction reporting . The MiFIR Q&A contains two additional scenarios where an...

8th June 2020

The FCA takes the opportunity to remind firms of the importance of Transaction Reporting FCA published Market Watch 63 last week, and in it...

21st May 2020

Overview FSA (now called FCA) were looking for functionally rich ARM to replace its Transaction Reporting Service in 2011. Prior to that,...

27th February 2020

Compliance officers and reporting analysts at UK firms are being urged to check adherence to their firm’s transaction reporting obligations...

9th December 2019

Matthew Vincent joins from Credit Suisse Over 10 years’ experience working in regulatory reporting functions at Tier 1 banks New role will...