SFTR Transaction Reporting Foundation Course
London Stock Exchange
10 Paternoster Square
Certified training course to provide operations and compliance staff with a thorough grounding in the SFTR Transaction Reporting regulation.
New SFTR Transaction Reporting Foundation Exam going live this year!
We have introduced an exam for the SFTR Transaction Reporting Foundation course to give you the opportunity to test your proficieny in the subject matter. Please see below for exam dates in line with the remaining courses this year. Please click on the Register button to view all course and exam dates.
The SFTR Transaction Reporting Foundation Course 2020 provides training on all elements essential in meeting the requirements of the SFTR regulation. All our courses are delivered by experts in the regulatory field.
There are various course dates available throughout 2020.
The new SFTR Transaction Reporting Foundation course (CPD - certified and endorsed by CISI) will provide operations and compliance staff with a thorough grounding in the regulatory transaction reporting requirements. As well as detailing the regulatory reporting data standards, the course explains the systems and controls ESMA expects firms to have over transaction reporting. All our courses are delivered by experts in the regulatory field.
There are various course dates available throughout 2019.
The foundation course provides training on all the elements essential in meeting the SFTR transaction reporting requirements including:
Background to the transaction reporting requirements
- Why regulators need transaction reports
- Reasons behind the changes in transaction reporting
- Headline changes
Transaction Reporting Basics
- Who is obliged to report
- Definition of execution of a transaction
- Reporting exemptions
- Reportable instruments
- Trading capacity and impact on ‘buyer’/’seller’ fields
- Transmission of order – implications for buy-side
- Basic trading scenarios
Reference Data standards
- Instrument and underlying instrument identifiers
- Identification of organisations
- Identification of individuals
Field by field analysis
Systems & Controls over transaction reporting
- Legal obligation for firms to deliver complete and accurate transaction reports
Before booking, please ensure you have read our cancellation policy.
During lockdown in the UK: UnaVista client and non-client rate: £300 (+VAT)
NB: UnaVista clients will be invoiced the fee. Non-UnaVista clients can pay by credit card.
UnaVista e-Learning Academy (Online Course)
£495 (+VAT )
NB: Payment must be made at time of booking by credit or debit card.
“The UnaVista e-Learning Academy website is very clean and easy to navigate through. The content is well structured and relevant. The interface is very intuitive and it makes it easy to quickly find what you are looking for.
If you want to prepare for an exam (e.g. MiFIR, EMIR) this is the place to be. All the information you need is in only one place and very well structured. Therefore you can focus on assimilating it rather than looking for it in various places.
The courses have good graphics, easy to follow. The slides are easy to navigate through. You can find on the course's page more resources on the subject under the resources tab. Also the slides are available for download if you want them in a different format/printed/on another device. For the financial terms you don't understand you have a glossary tab and can find more explanations there.
The content of the course follows closely the qualifications' requirements. This was really helpful for me.”
Alexandra Tincu, UnaVista Development Architect
“The UnaVista e-Learning Academy is a good training environment with an intuitive menu and a smart user interface.
The content is well structured with the relevant information staying on the main page and other useful features added to improve the learning process (such as a calendar and dashboard).
The course content is very useful and it can be accessed either by video or downloaded as a ppt document and worked through at your own pace.
It helped me a lot for my current position within The London Stock Exchange in passing the exams for EMIR and MiFIR, the latter I passed with distinction.”
Petronel Paun, UnaVista Solutions Architect