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MiFID Reporting Foundation Course

London Stock Exchange
10 Paternoster Square
London
EC4M 7LS
Certified training course to provide operations and compliance staff with a thorough grounding in the MiFID reporting requirements.
This half day entry-level course provides a foundation for compliance and operations professionals who are involved with MiFID transaction reporting. It’s a fully interactive course including an examination where a pass mark will confirm sufficient proficiency. This course is CPD Certified and accredited by the Chartered Institute for Securities and Investment (CISI).
Course Outline
The foundation course, which costs £500 for UnaVista clients and £700 for all others, provides training on all the essential elements in meeting the FCA’s transaction reporting requirements including:
- Background to the transaction reporting requirements
- Transaction reporting basics
- Data standards for the all the reporting fields
- Systems and controls over transaction reporting
The course is followed by an exam to assess the students knowledge. All passing students will receive a certification as proof of knowledge sufficiency.
NB: You will be scheduled to sit the exam in the same month that you take the course. All attendees must ensure they are available for both the course and the relevant exam per the dates listed below. Any attendee not available for the exam must pay an additional £100 re-sit fee.
Please note: This is the existing UnaVista MiFID 1 course and not a revision or the new MiFID 2.
Course Dates:
We run two courses every other month with an exam the follwoing week. In order to complete the course you will need to attend the exam which will be held from 9-10am. You can see all of the currently scheduled dates below:
2015 Dates
Course |
9th Feb |
12th Apr |
9th Jun |
9th Aug |
13th Oct |
Exam |
19th Feb |
29th Apr |
22nd Jun |
25th Aug |
27th oct |
Before booking, please ensure you have read our cancellation policy.

UnaVista client rate: £500 (+VAT )
Non-client rate: £700 (+VAT )
NB: UnaVista clients will be invoiced the fee. Non-UnaVista clients can pay by credit card.