All Events

All Events

02-03-2021-
03-03-2021
Location: 

Virtual classroom

Participants of this virtual course will gain an understanding of the fundamentals of operational risk in financial services, as well as focus on the core components of the Operational Risk Framework – Losses and Near Misses, Risk and Control Self-Assessments and Key Risk Indicators.

03-03-2021-
31-12-2021
Location: 

London Stock Exchange

10 Paternoster Square

London 

EC4M 7LS

Certified training course to provide operations and compliance staff with a thorough advanced grounding in the MiFIR reporting requirements.

08-03-2021-
31-12-2021
Online, GB

Online CPD and CISI Certified regulatory training courses to provide operations and compliance staff with a thorough grounding in the MiFIR, EMIR, SFTR and Market Abuse Regulations.

Learn at your own pace from anywhere in the world.

12-03-2021-
01-12-2021
Location: 

London Stock Exchange

10 Paternoster Square

London 

EC4M 7LS

Certified training course to provide operations and compliance staff with a thorough grounding in the EMIR reporting requirements

18-03-2021-
31-12-2021
Location: 

London Stock Exchange

10 Paternoster Square

London 

EC4M 7LS

Certified training course to provide operations and compliance staff with a thorough grounding in the Market Abuse Fundamentals regime (MAR).

24-03-2021-
25-03-2021
Location: 

Virtual classroom

This two half-day virtual programme is designed to equip those new to Investor Relations (IR) or those looking to develop and structure their IR practice with the fundamental tools and techniques to manage IR effectively for their organisation.

26-03-2021-
31-12-2021
Location: 

London Stock Exchange

10 Paternoster Square

London 

EC4M 7LS

Certified training course to provide operations and compliance staff with a thorough grounding in the SFTR Transaction Reporting regulation.

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