MiFIR Reporting Foundation Course
days to go
31 Dec 2022
London Stock Exchange
10 Paternoster Square
Certified training course to provide operations and compliance staff with a thorough grounding in the MiFIR reporting requirements.
The MiFIR Transaction Reporting Foundation course will provide operations and compliance staff with an introduction to the new MiFIR Transaction reporting regulation and a thorough grounding in the basic reporting obligations. This course is CPD Certified and accredited by the Chartered Institute for Securities and Investment (CISI). All our courses are delivered by experts in the regulatory field.
This half day entry-level course provides a foundation for compliance and operations professionals who are involved with MiFIR transaction reporting. It’s a fully interactive course including an examination where a pass mark will confirm sufficient proficiency. All our courses are delivered by experts in the regulatory field.
The foundation course, which costs £600 (+ VAT) for UnaVista clients and £800 (+ VAT) for all others, provides training on all the essential elements in meeting the FCA’s transaction reporting requirements including:
Background to the transaction reporting requirements
- Why regulators need transaction reports
- Reasons behind the changes in transaction reporting
- Headline changes
Transaction Reporting Basics
- Who is obliged to report
- Definition of execution of a transaction
- Reporting exemptions
- Reportable instruments
- Trading Capacity and impact on ‘buyer’/’seller’ fields
- Transmission of order – implications for buy-side
- Basic trading scenarios
Reference Data standards
- Instrument and Underlying Instrument identifiers
- Identification of organisations
- Identification of individuals
Field by field analysis
Systems & Controls over transaction reporting
- Legal obligation for firms to deliver complete and accurate transaction reports
Please note: our current scheduled courses for 2022 will be delivered remotely by the instructor using MS Teams. The web sessions are interactive and there is plenty of opportunity to ask questions. A full PDF of the course notes is sent to delegates after the session
There are various course dates available throughout 2022.
There is an examination accompanying the course – this provides evidence that the candidate has reached an appropriate level of understanding. The exam needs to be completed on site at Paternoster Square, London – we hope to re-schedule these later in the year.
2022 Course Dates
- 8 February 2022 (9.00am – 1.00pm)
- 23 March 2022 (9.00am – 1.00pm)
- 4 May 2022 (9.00am – 1.00pm)
- 15 June 2022 (9.00am – 1.00pm)
- 28 July 2022 (9.00am - 1.00pm)
- 8 September 2022 (9.00am - 1.00pm)
- 20 October 2022 (9.00am - 1.00pm)
- 2 December 2022 (9.00am - 1.00pm)
Before booking, please ensure you have read our cancellation policy.
If you have any questions please contact us on the following email address: firstname.lastname@example.org
UnaVista client rate: £600 (+VAT) and non-client rate: £800 (+VAT)
NB: UnaVista clients will be invoiced the fee. Non-UnaVista clients can pay by credit card.
UnaVista e-Learning Academy (Online Course):
£495 (+VAT )
NB: Payment must be made at time of booking by credit or debit card.
“I have used UnaVista e-Learning Academy since September 2018. During this period, I have attended multiple trainings from which I can mention especially the regulatory trainings EMIR, MiFIR and SFTR. The courses are very well documented and structed and because the platform is easy to use you can navigate very quickly to information you need.
Those trainings helped me to better understand the regulations, so I can perform better testing of the UnaVista application during my daily job. “
Ioan Lefter, UnaVista QA Analyst
“I’ve used UnaVista e-Learning Academy to learn and get my MIFIR and EMIR qualifications. The platform has a very friendly interface and is very intuitive and easy to use, also the audio guidance and AI helped me to learn easily and faster.”
Sami Popa, UnaVista Solutions Architect
8 February 2022 (9.00am – 1.00pm)
23 March 2022 (9.00am – 1.00pm)
4 May 2022 (9.00am – 1.00pm)
15 June 2022 (9.00am – 1.00pm)
Further dates will be added