MiFIR Reporting Foundation Course
22
days to go
days to go
8 Sep 2022 -
31 Dec 2022
31 Dec 2022
- Training
London Stock Exchange
10 Paternoster Square
London
EC4M 7LS
Certified training course to provide operations and compliance staff with a thorough grounding in the MiFIR reporting requirements.
Zach Johnson
Director, Financial Services Compliance and Regulation, Kroll
Zach has over 20 years’ experience working in the financial services industry across various roles in compliance and professional services. He has worked in the FCA’s Market’s Reporting Team and at UBS AG in compliance roles. At Kroll, Zach manages transaction reporting reviews and remediation projects across investment firms including investment banks, asset managers, wealth management firms, inter-dealer brokers and spread betting firms. Zach delivers the MiFIR Transaction Reporting Foundation and Advanced courses.
Judy Leung
Senior Vice President, Financial Services Compliance and Regulation, Kroll
Judy Leung joined the firm in 2012 having previously worked for a variety of authorised investment firms as a Compliance Officer. Judy has over 20 years of Compliance experience covering Front Office Compliance Advisory, Compliance Monitoring and Operational Regulatory Compliance.
During her time with Kroll, Judy has worked with a number of firms including asset managers, broker dealers and investment banks and exchanges to review, enhance and develop compliance processes, workflow controls, procedures and documentation mainly in the Markets and Regulatory Reporting space. This has included secondments, S166, health checks, technical advisory and training.
Judy delivers a range of Compliance Regulatory Reporting training modules including MiFIR and EMIR.