MiFIR Reporting Advanced Course
days to go
1 Jan 2022
London Stock Exchange
10 Paternoster Square
Certified training course to provide operations and compliance staff with a thorough advanced grounding in the MiFIR reporting requirements.
The new MiFIR Transaction Reporting Advanced course will expand on the knowledge learnt in the Foundation course and delve into more complicated concepts associated with transaction reporting. This course is CPD Certified and accredited by the Chartered Institute for Securities and Investment (CISI).
This 3.5 hour advanced-level course provides a greater insight into the complexities of transaction reporting and is suitable for compliance and operations professionals who are involved with MiFIR transaction reporting on a day-to-day basis. It’s a fully interactive course including an examination where a pass mark will confirm sufficient proficiency. All our courses are delivered by experts in the regulatory field.
Duration: Up to 3.5 hours
The foundation course costs £600 (+ VAT) for UnaVista clients and £800 (+ VAT) for non–clients.
- Overview – Short recap of key transaction reporting requirements
- Advanced concepts
- Branch reporting
- Group Affiliate reporting
- Use of INTC – One market fill for several clients
- Direct Electronic Access (DEA
- Fields 37-39
- Fields 42-56
- Fields 61-65
- Complex trade
- Hedging through CFD/Swaps
- Reporting OTC derivatives (e.g. FX forwards and swaps, interest rate swaps)
- Reporting transactions on non-EEA venues
- Reporting by a Trading venue
- Corporate Actions
- Methods and arrangements for reporting financial transactions
- Controls and Procedures
- Quality Assurance
- Reporting Issues
- Common Reporting Errors
- Interaction with FCA
- Back reporting
- Preventing reoccurrence of issues
Please note: due to the current UK Government advice, we are running the Advanced MiFIR course remotely over WebEx until further notice. Please get in touch if you have any questions.
There are various course dates available throughout 2021.
There is an examination accompanying the course - this provides evidence that the candidate has reached an appropriate level of understanding.
Please note however that we are currently unable to run exams due to our office being closed as a result of the Covid-19 lockdown restrictions.
2021 Course Dates
- 3 March 2021 (9.00am - 12.30pm)
- 28 April 2021 (9.00am - 12:30pm)
- 10 June 2021 (9.00am – 12.30pm)
- 15 July 2021 (9.00am – 12.30pm)
- 22 September 2021 (9.00am – 12.30pm)
- 20 October 2021 (9.00am – 12.30pm)
- 17 November 2021 (9.00am – 12.30pm)
- 13 December 2021 (9.00am – 12.30pm)
- Further dates will be added
Before booking, please ensure you have read our cancellation policy.
If you have any questions please contact us on the following email address: email@example.com
UnaVista client rate: £600 (+VAT) and non-client rate: £800 (+VAT)
NB: UnaVista clients will be invoiced the fee. Non-UnaVista clients can pay by credit card.
“I have used UnaVista e-Learning Academy since September 2018. During this period, I have attended multiple trainings from which I can mention especially the regulatory trainings EMIR, MiFIR and SFTR. The courses are very well documented and structed and because the platform is easy to use you can navigate very quickly to information you need.
Those trainings helped me to better understand the regulations, so I can perform better testing of the UnaVista application during my daily job. “
Ioan Lefter, UnaVista QA Analyst
“I’ve used UnaVista e-Learning Academy to learn and get my MIFIR and EMIR qualifications. The platform has a very friendly interface and is very intuitive and easy to use, also the audio guidance and AI helped me to learn easily and faster.”
Sami Popa, UnaVista Solutions Architect
03 March 2021 (9:00am - 12:30pm)
28 April 2021 (9.00am - 12.30pm)
10 June 2021 (9.00am – 12.30pm)
15 July 2021 (9.00am – 12.30pm)
22 September 2021 (9.00am – 12.30pm)
20 October 2021 (9.00am – 12.30pm)
17 November 2021 (9.00am – 12.30pm)
13 December 2021 (9.00am – 12.30pm)
Further dates will be added