Latest MiFID News and Articles

E.g., 20-10-2020
E.g., 20-10-2020

FCA Fines Hedge Fund Over Short Selling

15th October 2020
The FCA has fined a firm for the first time for a breach of the Short Selling Regulation (SSR) The firm failed to notify the FCA and...
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ESMA - Q&A document on data reporting under MiFIR

29th September 2020
ESMA has published an updated Q&A document on data reporting under MiFIR . The updated Q&As document includes a new Q&A and two...
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ESMA Consultation Paper – MiFIR review report on the obligations to report transactions and reference data

25th September 2020
ESMA have released a Consultation Paper – “MiFIR review report on the obligations to report transactions and reference data” Article 26(10...
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The FCA highlights areas of concern with regards to MiFID transaction reporting

7th September 2020
FCA have today released Market Watch 65 which highlights several areas of concern with regards to MiFID transaction reporting, including:...
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ESMA UPDATES Q&A ON MIFIR DATA REPORTING (July 2020)

10th July 2020
On 8 July 2020, ESMA published new Q&A for MiFIR Transaction reporting . The MiFIR Q&A contains two additional scenarios where an...
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The FCA emphasises the importance of Transaction Reporting

8th June 2020
The FCA takes the opportunity to remind firms of the importance of Transaction Reporting FCA published Market Watch 63 last week, and in it...
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Case Study: How UnaVista Onboarded 440 Clients in Less Than 6 Months

21st May 2020
Overview FSA (now called FCA) were looking for functionally rich ARM to replace its Transaction Reporting Service in 2011. Prior to that,...
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What the FCA look for in your MiFIR data

27th February 2020
Compliance officers and reporting analysts at UK firms are being urged to check adherence to their firm’s transaction reporting obligations...
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2020-10-23
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2020-11-02
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2020-11-13
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2020-11-27
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Latest News

UnaVista approved by ESMA to be a trade repository under SFTR
2020-05-06
ABN AMRO Bank selects UnaVista as its regulatory reporting platform for SFTR and MiFID II
2019-11-19
UnaVista welcomes new firms to its partner programme to ease industry SFTR burden
2019-06-19
LCH Group selects UnaVista for its SFTR-compliant trade repository
2019-05-20
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