Latest MiFID News and Articles

E.g., 04-08-2020
E.g., 04-08-2020
On 8 July 2020, ESMA published new Q&A for MiFIR Transaction reporting . The MiFIR Q&A contains two additional scenarios where an...
The FCA takes the opportunity to remind firms of the importance of Transaction Reporting FCA published Market Watch 63 last week, and in it...
Overview FSA (now called FCA) were looking for functionally rich ARM to replace its Transaction Reporting Service in 2011. Prior to that,...
Compliance officers and reporting analysts at UK firms are being urged to check adherence to their firm’s transaction reporting obligations...
Matthew Vincent joins from Credit Suisse Over 10 years’ experience working in regulatory reporting functions at Tier 1 banks New role will...
ESMA today published an update to its 10 October 2016 version of the Guidelines on transaction reporting, order record keeping and clock...
Following on from the CPD certified MiFID Transaction Reporting Foundation courses we have been running for the past 3 years London Stock...
UnaVista is delighted to have won the Best Regulatory Reporting and EMIR Solutions Provider and the Compliance Register Awards 2016. The...

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