EMIR news and articles

E.g., 20-06-2019
E.g., 20-06-2019

MiFIR - No LEI No Trade

22nd September 2017
The LEI is often hailed as a leap forward in data standards, but with an estimated 250k still needing to be registered in the next 4 months...
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ESMA issues new MiFIR transaction reporting ‘Guidelines’ document

8th August 2017
ESMA today published an update to its 10 October 2016 version of the Guidelines on transaction reporting, order record keeping and clock...
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UnaVista’s growing RegTech Partner Programme welcomes 20th member

19th June 2017
London Stock Exchange Group’s UnaVista today announces it has welcomed more than 20 firms to its Partner Programme in the first half of 2017. The Partner Programme was launched to bring together the world's leading financial services and regulatory technology firms to increase efficiency and reduce operational and regulatory risk for clients.
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Anticipating Err0r Rates in the CAT

24th April 2017
In this article we look at error rates and how they will be applied under the Consolidated Audit Trail (CAT). We will be assessing what...
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Looking Forward To Retirement: Managing Duplicate Reporting Under CAT

21st March 2017
The SEC’s Rule 613, which created the Consolidated Audit Trail (CAT), is estimated to be the world’s biggest data repository for options...
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Consolidate Audit Trail (CAT) - Timeliness of Reporting

21st February 2017
Over the next few months, UnaVista will be reviewing and documenting our views on specific themes within the CAT reporting initiative. As a...
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Bringing legacy reporting into modern day operation – What is the driver for change?

25th January 2017
In recent years, new regulatory regimes have been introduced to monitor and prevent certain risks posed by the financial industry. As a...
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Reconciliations: The forefront of regulatory compliance procedures

24th January 2017
Abstract Establishing a control framework for protecting the integrity of data that is used to surveil the financial services market is a...
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Latest News

LCH Group selects UnaVista for its SFTR-compliant trade repository
2019-05-20
UnaVista expands Partner Programme to include new pillar for consultants
2018-09-12
UnaVista expands Partner Programme to include new pillar for consultants
2018-09-12
UnaVista welcomes Calypso Technology as 50th member of partner programme
2018-05-29
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