EMIR news and articles

E.g., 28-10-2020
E.g., 28-10-2020
The FCA has fined a firm for the first time for a breach of the Short Selling Regulation (SSR) The firm failed to notify the FCA and...
ESMA have released a Consultation Paper – “MiFIR review report on the obligations to report transactions and reference data” Article 26(10...
FCA have today released Market Watch 65 which highlights several areas of concern with regards to MiFID transaction reporting, including:...
On 8 July 2020, ESMA published new Q&A for MiFIR Transaction reporting . The MiFIR Q&A contains two additional scenarios where an...
The FCA takes the opportunity to remind firms of the importance of Transaction Reporting FCA published Market Watch 63 last week, and in it...
Overview FSA (now called FCA) were looking for functionally rich ARM to replace its Transaction Reporting Service in 2011. Prior to that,...
ESMA confirms that UnaVista TRADEcho B.V. has met the requirements for registration as a trade repository for SFTR The Securities Financing...
Compliance officers and reporting analysts at UK firms are being urged to check adherence to their firm’s transaction reporting obligations...

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