UnaVista MiFID Transaction Reporting End User Course

UnaVista MiFID Transaction Reporting End User Course

Course fee: £200+ VAT (Please register for the course, we will then generate a invoice to send to you)

Course Details

This course will help you understand the details of how to use the UnaVista Transaction Reporting system.

Overview
Describe the Transaction Reporting process and explain how UnaVista is designed to manage all transaction reporting activity as an ARM to the Financial Services Authority (FSA).

UnaVista Transaction Reporting Interface
Introduce the UnaVista Transaction Reporting application and provide an explanation of the folder views, data panes and dashboard. Demonstrate navigating the folder pane and data screens.

Dashboard
Provide an overview of the charts contained in the dashboard including transactions per hour, transaction reports received, ARM validation exceptions and ARM validation by field.

Transaction Reporting Folder Views

Validation Report Folders
Explain how the transaction reporting system validates the data and highlights erroneous data prior to submission to the FSA. Hands-on exercises demonstrate in detail the exception handling methods in UnaVista including manual entry, cloning transactions, cancelling and amending, clearing exceptions, file importing and the submission of transaction reports.
Additional Reporting Folders
Explain the additional data checking functionality of UnaVista to assist in monitoring transaction reports for MiFID and Aii eligibility, late reports, trend analysis and duplicate transactions.
Archive Folders
Discuss the archiving process in UnaVista Transaction Reporting.
Monthly Management Reports
Provide an overview of the Transaction Reporting activity for each calendar month in UnaVista.

Customise Data Display
Demonstrate how to customise the data display including sort folders, move or hide columns, sort data, filter data and group by columns.

Who is this course for?

This half day session provides an understanding of the UnaVista Transaction Reporting Portal. It is designed for any personnel who are responsible for the management and operation of all transaction reporting activity on a UnaVista Transaction Reporting system.

Course tutor - Cedric Oglesby

Cedric Oglesby has been training in financial software for 15 years and has over 25 years experience in banking/finance.

An experienced Training and Development Manager with a strong background in managing Product Training within the financial services sector. Previous experience working for CheckFree/Fiserv as a Training Manager in the US before relocating to London where he was responsible for developing the training department for the UK division. Prior to this, Cedric worked as a Trust Officer with Union Bank of California for 8 years where he managed a portfolio of high net worth trust accounts. Graduated from Winthrop University with a Bachelors degree in Human Resources.

Other Regulation Course being run by the London Stock Exchange

London Stock Exchange and UnaVista will be running a number of new training courses designed to help industry practitioners understand the important regulations that affect the transaction reporting market. Up to date expertise from some of the industries foremost authorities on reporting regulation along with certifications for each course.

Other courses being run by the Exchange include: