MiFIDII/MiFIR, EMIR & SFTR Reporting Conference

28-03-2017 -
29-03-2017
29-03-2017
- Event
UnaVista is proud to be lead sponsoring the MiFID II/MiFIR, EMIR and SFTR conference on 28 and 29 March 2017.
This Infoline-hosted event will feature leading post-trade regulatory reporting specialists providing key regulatory updates and advice on trade and transaction reporting. David Nowell, Head of Industry Relations and Regulatory Compliance at UnaVista, LSEG will be speaking at the event.
The event will also feature speakers from ESMA and the FCA. For more details on the event agenda, click here. UnaVista clients can get a 30% discount using the code FKM63482VISTA when they register.
Agenda will cover:
- ESMA: Regulatory Reporting Update
- FCA: MiFIR transaction Reporting Readiness
- New Regulatory Technical Standards for EMIR Reporting
- Implementing MiFIR Transaction Reporting and EMIR Trade Reporting
- Addressing the Instrument and Entity Identification Challenges of MiFIR
- Ensuring Data Integrity for Trade and Transaction Reporting Purposes
- Insight from Trade Repositories
- SFTR Transaction Reporting - Assessing the Scope and Potential Operational Impact
- Regulatory Challenges and Governance
We look forward to seeing you there.
David Nowell
Head of Industry Relations & Regulatory Compliance, UnaVista
David Nowell is Head of Industry Relations and Regulatory Compliance for UnaVista at the London Stock Exchange. He has over 20 years financial services experience on both sides of the regulatory fence, having worked previously for the FSA, Reuters and Credit Suisse. At Credit Suisse, he was Transaction Reporting Manager, responsible for ensuring compliance across all aspects of the reporting process and advising on new regulatory requirements. Prior to this, David was a Technical Specialist within the Transaction Monitoring Unit at the FSA, where he was responsible for shaping the transaction reporting rules and providing guidance to UK firms. David was the FSA’s representative on transaction reporting in Europe for a number of years where he was intimately engaged in policy negotiations with other regulators, giving him a unique insight into the policy making process and the regulators’ expectations of the industry.
David is the Compliance Officer and lead subject matter expert for the UnaVista Trade Repository, both helping customers with the reporting of all derivatives asset classes and ensuring UnaVista Trade Repository complies with the EMIR requirements. David has also introduced industry accredited training courses on the subjects of both MiFID transaction reporting and EMIR trade reporting to help the industry improve the quality of reporting standards.