BBA Trade and Transaction Reporting

UnaVista are sponsoring, exhibiting and speaking at the BBA's annual conference on trade and transaction reporting. At this conference speakers from ESMA, FCA and a number of major banks will discuss the operational and system changes required to meet new regulatory requirements affecting trade and transaction reporting.

Speakers include:

Ana Fernandes, Technical Specialist / Market Monitoring Department / Market Oversight Division,FCA
Olga Petrenko, Market Integrity, Markets Division, European Securities and Markets Authority (ESMA)
David Nowell, Head of Regulatory Compliance and Industry Relations, UnaVista, LSEG
Winnie Man, Executive Director, Regulatory Change, JP Morgan
Matthew Vincent, Head of UK Regulatory Transaction Reporting, Credit Suisse
James Brown, Compliance Director, UBS

UnaVista speaking sessions

Presentation: Aligning transaction and trade reporting – How to look at the regulatory reporting requirements holistically?

• Tackling the remediation backlog of match trades – reconciling trade reports
• Real time – here we come
• What are the efficiency opportunities stemming from a golden record of data?
• Who owns regulatory reporting?

David Nowell, Head of Regulatory Compliance and Industry Relations, UnaVista, LSEG

Panel discussion: Transaction Reporting: Room 101

• On or off the right track? :the ‘arm’ and trade repository landscape
• Addressing the challenges of new reportable products
• Setting strategic direction for banks’ transaction management
• Assessing firms’ regulatory compliance: how can you tell whether you are indeed regulatory compliant?

David Nowell, Head of Regulatory Compliance and Industry Relations, UnaVista, LSEG
Sarah Peaston, EMEA Head Regulatory Control, Change Management & Quality Assurance,Citi
Shawn Ward, Director, Head of Trade and Transaction Reporting Compliance, Barclays

Presentation: Assessing your MiFID II data readiness

• MiFIR LEI requirements – who needs them and when
• Personal data requirements – counterparties, brokers, decision makers, etc.
• Product reference data
• MiFIR eligibility data

Tom Wieczorek, Head Product Management, LSEG Information Services