Rules Library

Rules Library
Chinese State Level Laws

People’s Republic of China – National People’s Congress

  • Securities Law of the People’s Republic of China EN / CN

People’s Republic of China State Council - National People’s Congress

  • Company Law of the People’s Republic of China EN / CN

State Council

  • Several Opinions on Launching the Pilot Program of Innovative Enterprises Domestically Issuing Stocks or Depository Receipts CN
China Securities and Regulation Council Rules (CSRC)

CSRC

  • Administrative Measures for the Issuance and Trading of Depository Receipts (for Trial Implementation) CN
  • Provisions on the Supervision and Administration of Depository Receipts under the Stock Connect Scheme between Shanghai Stock Exchange and London Stock Exchange (for trial implementation) EN / CN
  • Rules on the Preparation of Disclosure Documents by Companies Offering Securities to the Public No. 23 – Guidelines on the Content and Format of Prospectus of Pilot Red Chip Enterprises Publicly Offering Depositary Receipts CN
  • Implementing Measures for Ongoing Supervision of Innovative Enterprises Following Listing of Domestically Offered Shares or Depositary Receipts (Trial) CN
  • Guidelines on the Content and Format of Deposit Agreement for Depositary Receipts (Trial) CN
  • Implementing Provisions on Due Diligence for Sponsoring Domestic Offering of Shares or Depositary Receipts of Innovative Enterprises CN
  • Rules related to commercial banks acting as depositary receipt bank CN
Shanghai Stock Exchange

SSE

  • Notice on Issuing the Interim Measures for the Listing and Trading of Depositary Receipts under the Stock Connect Scheme between Shanghai Stock Exchange and London Stock Exchange EN / CN
  • Notice on Issuing the Guidelines for the Pre-Listing Review of Chinese Depositary Receipts under the Stock Connect Scheme between Shanghai Stock Exchange and London Stock Exchange) EN / CN
  • Notice on Issuing the Guidelines for the Cross-Border Conversion of Depositary Receipts under the Stock Connect Scheme between Shanghai Stock Exchange and London Stock Exchange EN / CN
  • Notice on Issuing the Guidelines for the Market Making for Chinese Depositary Receipts under the Stock Connect Scheme between Shanghai Stock Exchange and London Stock Exchange EN / CN
  • Notice on Issuing the Essential Clauses of the Risk Disclosure Statement for Trading of Chinese Depositary Receipts under the Stock Connect Scheme between Shanghai Stock Exchange and London Stock Exchange EN / CN
  • Notice on Issuing the Guidelines on the Content and Format of Listing Announcement for Chinese Depositary Receipts under the Stock Connect Scheme between Shanghai Stock Exchange and London Stock Exchange EN / CN
  • Notice on Matters regarding Information Disclosure Window for Chinese Depositary Receipt Transactions under the Stock Connect Scheme between Shanghai Stock Exchange and London Stock Exchange EN / CN
  • Notice on Fees and Charges for the Listing and Trading of Chinese Depositary Receipts under the Stock Connect Scheme between Shanghai Stock Exchange and London Stock Exchange EN / CN
  • Q & A on Shanghai-London Stock Connect Mechanism EN / CN
China Securities Depository and Clearing Corporation Limited (CSDC)

CSDC

  • CSDC implementation measures for Shanghai-London Stock Connect clearing and settlement practise (trial) CN
London Stock Exchange

LSE

  • Admissions and Disclosure Standards EN 
State Administration of Foreign Exchange (SAFE)
  • Administrative measures for the cross border managements of funds for Depositary Receipts CN