Stock Connect Workshop Documents

Understanding a Listing in Shanghai 

16th September 2019 

Click here to download programme and speaker bios. 

Click links below to view slides. 

Introduction to Shanghai-London Stock Connect

Karen NORTHEY Head of China, International Markets, London Stock Exchange Group

Drafting Prospectus and Introduction on Continuing Obligations

Crystal ZHAO Partner, King & Wood Mallesons

The Listing Process in Shanghai and the Role of the Sponsor 

Sophie YU, Managing Director, China International Capital Corporation (CICC)

The Company Secretary Role & Shanghai Stock Exchange Disclosures System

Slides to follow

Min QI Manager, International Markets, London Stock Exchange Group

Robin XUAN Manager, Global Business Development, Shanghai Stock Exchange

Managing Disclosures Across Multiple Markets

Tim TSIANG Head of Transactional Sales, Toppan Merrill

Understanding Directors Liability in China

Wei KONG Partner, Zhong Lun Law Firm