All Events

E.g., 13-12-2018
E.g., 13-12-2018
13-12-2018-
31-12-2019
Training

Online CPD and CISI Certified regulatory training courses to provide operations and compliance staff with a thorough grounding in the MiFIR, EMIR, SFTR and Market Abuse Regulations.

Learn at your own pace from anywhere in the world.

17-12-2018
Location: 

London Stock Exchange, London.

Training

Covering Director rights and duties, the role of NEDS, NEDs and boards, the chairman and board committees, updates on corporate governance, business strategy and risk management and evolving good practices in board performance.

21-01-2019-
11-11-2019
Location: 

London Stock Exchange

10 Paternoster Square

London 

EC4M 7LS

Training

Certified training course to provide operations and compliance staff with a thorough grounding in the MiFIR reporting requirements.

22-01-2019
Location: 

London Stock Exchange

Training

A spotlight on the key issues for IR of MiFID II, MAR and GDPR

28-01-2019-
05-12-2019
Location: 

London Stock Exchange

10 Paternoster Square

London 

EC4M 7LS

Training

Certified training course to provide operations and compliance staff with a thorough grounding in the EMIR reporting requirements

14-02-2019-
15-02-2019
London, GB
Training

Designed to give delegates an understanding of how the different trading services work including reference to the Rules of the London Stock Exchange giving context to both electronic and offbook trading.

18-02-2019
Location: 

London Stock Exchange, London

Training

Participants will gain an understanding of the fundamentals of operational risk in financial services, as well as focus on the core components of the Operational Risk Framework – Losses and Near Misses, Risk and Control Self-Assessments and Key Risk Indicators.

08-03-2019
Location: 

London Stock Exchange, London.

Training

Covering Director rights and duties, the role of NEDS, NEDs and boards, the chairman and board committees, updates on corporate governance, business strategy and risk management and evolving good practices in board performance.

14-03-2019
Location: 

London Stock Exchange, London

Training

A focus on the latest regulatory changes, developments and best practice

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