Online CPD and CISI Certified regulatory training courses to provide operations and compliance staff with a thorough grounding in the MiFIR, EMIR, SFTR and Market Abuse Regulations.
Learn at your own pace from anywhere in the world.
Covering Director rights and duties, the role of NEDS, NEDs and boards, the chairman and board committees, updates on corporate governance, business strategy and risk management and evolving good practices in board performance.
Designed to give delegates an understanding of how the different trading services work including reference to the Rules of the London Stock Exchange giving context to both electronic and offbook trading.
Participants will gain an understanding of the fundamentals of operational risk in financial services, as well as focus on the core components of the Operational Risk Framework – Losses and Near Misses, Risk and Control Self-Assessments and Key Risk Indicators.
Covering Director rights and duties, the role of NEDS, NEDs and boards, the chairman and board committees, updates on corporate governance, business strategy and risk management and evolving good practices in board performance.
