Articles

E.g., 21-08-2017
E.g., 21-08-2017
ESMA today published an update to its 10 October 2016 version of the Guidelines on transaction reporting, order record keeping and clock...
In this article we look at error rates and how they will be applied under the Consolidated Audit Trail (CAT). We will be assessing what...
The SEC’s Rule 613, which created the Consolidated Audit Trail (CAT), is estimated to be the world’s biggest data repository for options...
Over the next few months, UnaVista will be reviewing and documenting our views on specific themes within the CAT reporting initiative. As a...
In recent years, new regulatory regimes have been introduced to monitor and prevent certain risks posed by the financial industry. As a...
Abstract Establishing a control framework for protecting the integrity of data that is used to surveil the financial services market is a...
Following on from the CPD certified MiFID Transaction Reporting Foundation courses we have been running for the past 3 years London Stock...
UnaVista is delighted to have won the Best Regulatory Reporting and EMIR Solutions Provider and the Compliance Register Awards 2016. The...

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