UnaVista and Regulation

How UnaVista can help you navigate the regulatory landscape

In today’s complex regulatory environment, UnaVista’s Rules Engine can help many organisations find solutions to manage the risks associated with  connections, formatting and validation of raw data. 

Using the UnaVista Rules Engine we can take in your data from multiple internal sources and validate it using our own reference data and rule logic. The rules engine will then normalise, convert and format imported information as desired. UnaVista's Rules Engine has the logic built in to assist you with multiple regulations, below is an example of just some of these regulations, but as new regulations emerge UnaVista may be able to be configured to assist you with these as well. 

The UnaVista regulation repository

Below is a tool which highlights some of the areas of regulation that may impact your business, and demonstrates the ways in which UnaVista can help. Neither this tool nor the summaries are intended as an exhaustive or definitive guide to the regulations, and are not the views of the London Stock Exchange Group, but for general information purposes only. For London Stock Exchange Group’s latest updates on regulation and responses to regulatory consultations, please see the LSEG Regulatory Strategy. For detailed and up to date guidance on regulation you should always seek specialist advice and/or the actual regulation itself. 

Click on the links below, to find out more.

Regulation

Geography

Date of implementation

AIFMD

EEA

Now

Australian Derivatives Reporting

Aus

Now

Backtesting Value at Risk (Basel II) Overview

Global

Now

Bank of Israel Reporting

Global

2017

Beneficial Ownership Reporting

US

Now

Canadian Derivatives Reporting

Can

Now

Capital Requirements Directive (CRD IV) Basel III

EEA

Now

European Market Infrastructure Regulation (EMIR)

EEA

Now

Form PF

US

Now

Short Selling Regulation

EEA

Now

Takeover Code; Rule 8

UK

Now

Transparency Directive Review (TDR)

EEA

Now

Market Abuse Directive (MAD II)

EEA

2016

MiFID II Commodity Derivatives Reporting 

EEA

2018

MiFIR Reference Data Reporting

EEA

2018

MiFIR Reporting

EEA

2018

Securities Financing Transactions Regulation

EEA

2017