Regulatory Strategy 2012

As one of Europe’s leading diversified exchange groups, London Stock Exchange Group is an active participant in international and domestic regulatory debates.

This page contains links to recent submissions and responses on behalf of the Group, or certain entitites within the Group.

December 2012

LSEG Response to EC Consultation on Recovery and Resolution for Financial Institutions other than Banks London Stock Exchange Group has provided a response to the EC's consultation on recovery and resolution of financial institutions other than banks.

LSEG Response to HM Treasury’s Consultation on Implementing the Wheatley Review: Draft Secondary Legislation London Stock Exchange Group has provided a response to HM Treasury’s consultation on the implementation of the recommendations in the Wheatley Review of LIBOR.

November 2012

LSEG Respose to the EU Commission Consultation on the Regulation of Indices London Stock Exchange Group has responded to the EC consultation on a possible framework for the regulation of the production and use of indices serving as benchmarks in financial and other contracts.

October 2012

LSEG response to HMT consultation 'Financial Sector Resolution: broadening the regime'  London Stock Exchange Group has responded to the HMT consultation on a possible recovery and resolution framework for financial market infrastructures.

May 2012

LSEG Response to the European Commission’s Consultation on Gender Imbalance in Corporate Boards in the EU  London Stock Exchange Group has responded to the consultation issued by the European Commission (DG Justice) on gender imbalance in European corporate boards

March 2012

LSEG Response to ESMA Consultation Paper - guidelines on ETFs and other UCITS issues  London Stock Exchange Group has provided a response to ESMA’s consultation (2012/44) on the guidelines on ETFs and other UCITS issues.

LSEG Response to ESMA Consultation on possible Delegated Acts in the EU Regulation on short selling and certain aspects of credit default swaps  London Stock Exchange Group has provided a response to ESMA’s consultation (2012/98) on possible Delegated Acts in the EU Regulation on short selling and certain aspects of credit default swaps.

February 2012

LSEG Response to ESMA Consultation on draft technical standards in the EU Regulation on short selling and certain aspects of credit default swaps London Stock Exchange Group has provided a response to ESMA’s consultation (2012/30) on the EU Regulation on short selling and certain aspects of credit default swaps.

January 2012

LSEG response to MiFID/MiFIR questionnaire by Markus Ferber MEP London Stock Exchange Group has submitted a response to the questionnaire on MiFID/MiFIR by Markus Ferber MEP

LSEG response to FSA Consultation regarding Financial Resources Requirements for Recognised BodiesLondon Stock Exchange Group has provided a response to the FSA’s consultation on Financial Resources Requirements for Recognised bodies