Regulatory Strategy 2011

As one of Europe’s leading diversified exchange groups, London Stock Exchange Group is an active participant in international and domestic regulatory debates.

This page contains links to recent submissions and responses on behalf of the Group, or certain entitites within the Group.

November 2011

LSEG Response to BIS Consultation on Narrative Reports  London Stock Exchange Group has provided a response to the BIS Consultation on “Executive Remuneration and the Future of Narrative Reporting by Companies”

October 2011

LSEG Response to ESMA Consultation on Systems and Controls London Stock Exchange Group has provided a response to the ESMA Consultation: "Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities"

September 2011

LSEG Response to HM Treasury White Paper London Stock Exchange Group has provided a full response to the Government's White Paper on the reform of the UK's financial regulatory structure.

LSEG Response to FSB Consultation on SIFIs London Stock Exchange Group has provided a response to the Financial Stability Board’s consultation on the effective resolution of systemically important financial institutions

August 2011

LSEG Response to IOSCO Consultation London Stock Exchange Group has provided a response to IOSCO's consultation report on the regulatory issues raised by the impact of technological changes on market integrity and efficiency

July 2011

LSEG has provided a full response to the European Commission's Green Paper on the corporate governance regime in the European Union

LSEG has provided a response to ESMA's consultation on "Technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU"

June 2011

LSEG Response to early implementation of amendments to the Prospectus Directive  London Stock Exchange Group has provided a response to HM Treasury's Consultation on early implementation of amendments to the Prospectus Directive

April 2011

LSEG response to DG Taxud's public consultation  London Stock Exchange Group has provided a response to DG Taxud's public consultation on the taxation of the financial services sector

LSEG response to HM Treasury’s public consultation: “A new approach to financial regulation: building a stronger system”  London Stock Exchange Group has provided a response to HM Treasury’s public consultation: “A new approach to financial regulation: building a stronger system”

March 2011

LSEG Response to DG Internal Market and Services working document on Technical Details of a Possible EU Framework for Bank Recovery and Resolution. London Stock Exchange Group has responded to some aspects of the working document of DG Internal Market and Services: “Technical Details of a Possible EU Framework for Bank Recovery and Resolution”.

LSEG Response to European Commission Consultation on Central Securities Depositories (CSDs) and the Harmonisation of Certain Aspects of Securities Settlement in the European Union. London Stock Exchange Group has submitted a response to the European Commission’s public consultation: “Central Securities Depositories and the harmonisation of certain aspects of securities settlement in the European Union".

February 2011

LSEG Response to ESMA's request for technical advice concerning the Prospectus Directive London Stock Exchange Group has submitted a response to ESMA's request for technical advice on possible delegated acts concerning the Prospectus Directive.

LSEG Response to Commission Communication: “Reinforcing sanctioning regimes in the financial services sector” London Stock Exchange Group has submitted a response to the European Commission's Communication: "Reinforcing sanctioning regimes in the financial services sector"

LSEG Response to European Commission Consultation on the Review of MiFID London Stock Exchange Group has submitted a full response to the European Commission’s public consultation: “Review of the Markets in Financial Instruments Directive (MiFID)”.

LSEG Budget Submission - 2011  London Stock Exchange Group has made a submission ahead of the Government's Budget for the tax year 2011/12 with recommendations on improving SME access to equity finance, boosting UK corporate access to fixed income finance and using the UK capital markets as effective policy tools.