Regulatory Strategy 2010

As one of Europe’s leading diversified exchange groups, London Stock Exchange Group is an active participant in international and domestic regulatory debates.

This page contains links to recent submissions and responses on behalf of the Group, or certain entitites within the Group.

October 2010

LSEG Response to HMT Consultation: “A new approach to financial regulation: judgement, focus and stability”  London Stock Exchange Group has provided a full response to the Government’s Consultation Document: “A new approach to financial regulation: judgement, focus and stability”

September 2010

LSEG Response to the Government's Green Paper on Financing a Private Sector Recovery London Stock Exchange Group has responded to the Government's consultation on how to improve access to finance for UK SMEs.

August 2010

LSEG Response to the European Commission's Consultation Paper on the Modernisation of the Transparency Directive London Stock Exchange Group has provided a response to the European Commission's Consultation Paper on the Modernisation of the Transparency Directive.

Response to CESR's Consultation Paper on Standardisation and Exchange Trading of OTC DerivativesLondon Stock Exchange Group has provided a response to CESR's Consultation on Standardisation and Exchange Trading of OTC Derivatives.

Response to CESR's Consultation on Transaction Reporting of OTC Derivatives and Extension of the Scope of Transaction Reporting Obligations London Stock Exchange Group has provided a response to CESR's Consultation on Transaction Reporting of OTC Derivatives and Extension of the Scope of Transaction Reporting Obligations.

July 2010

LSEG Response to Commission CP on the Market Abuse Directive London Stock Exchange Group has responded the European Commission’s Consultation on a revision of the Market Abuse Directive (MAD).

LSEG Response to the European Commission’s Consultation on Short Selling London Stock Exchange Group has responded the European Commission’s Consultation on Short Selling. Short selling is deeply embedded in all financial markets and is intrinsic to their efficiency.

Response to European Commission's consultation on Derivatives and Market Infrastructures London Stock Exchange Group has provided a full response to the European Commission's consultation on Derivatives and Market Infrastructures.

June 2010

LSEG Response to CESR MiFID Consultation Paper 10/510 - Non-Equity Markets Transparency London Stock Exchange Group has provided a response to CESR’s consultation on non-equity markets transparency.

May 2010

Markets Position Paper London Stock Exchange Group has submitted a Markets Position Paper to the European Commission, setting out its views on the key areas we believe the MiFID Review should address (post-trade data and pre-trade transparency waivers) and a broader vision of the approach to regulation of markets, the need for improvement in the post-trade space (clearing and counterparty risk) and the need for support for SMEs

LSEG Response to CESR MiFID Consultation Paper 10/394 - Equity Markets London Stock Exchange Group has provided a full response to CESR’s consultation on equity markets.

LSEG Response to CESR MiFID Consultation Paper CP10/292 - Transaction Reporting London Stock Exchange Group has provided a full response to CESR’s consultation on Transaction Reporting.

LSEG Response to CESR Consultation Paper CP10/417 - Investor protection and Intermediaries London Stock Exchange Group has provided a full response to CESR’s consultation on Investor protection and Intermediaries.

April 2010

Response to CESR's Call For Evidence on micro-structural issues of the European Equity Markets London Stock Exchange Group has responded to CESR's Call For Evidence on micro-structural issues.  This covers the areas of high frequency trading, sponsored access, co-location, tick sizes, fee structures and IOIs.